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20 May 2011, 2:57 pm
We've covered the foreclosure crisis, the battle over class-action bans in the courts, the enactment of the Dodd-Frank Act, and much much more. [read post]
14 Dec 2011, 3:52 pm
Records must be kept to SEC standards.Crowdfunding offerings would also be subject to the bad actor provision of the Dodd-Frank Act, which prevent known bad actors from participating in securities markets. [read post]
25 Jun 2010, 9:22 am
A House-Senate conference committee has reported out the Dodd-Frank Wall Street Reform and Consumer Protection Act providing for a sweeping overhaul of the regulation of US financial services and markets. [read post]
12 Oct 2011, 2:50 pm
Jeff Merkley (D-OR) and Carl Levin (D-MI), who first introduced the Volcker rule during the Dodd-Frank debate last summer, have yet to publicly comment on the proposed rule. [read post]
14 Aug 2010, 3:34 am
This happened to an earlier defendant with a bulls eye painted on him, Jeff Skilling. [read post]
3 Oct 2023, 8:44 am
JEFFREY NEWMAN IS A WHISTLEBLOWER LAWYER WHO CAN BE REACHED AT JEFF@JEFFNEWMANLAW.COM The post CFTC issues orders and fines over $53 million against Goldman, JP Morgan and Bank Of America for swap data failures appeared first on Jeff Newman Law. [read post]
10 Aug 2010, 7:30 am
Jeff Merkley (D-Ore.) and Carl Levin (D-Mich.) offered regulators detailed guidelines for drafting rules on banks’ proprietary trading activities and hedge fund investments… Read this entire article for free, activate your free 15 day trial access to Banking Report now. [read post]
27 May 2016, 11:23 am
Jeff Brown, senior vice president for legislative and regulatory affairs at Charles Schwab & Co., expects the SEC to put the rule through and further agrees that April is a “reasonable deadline. [read post]
24 Apr 2024, 3:18 am
Their mother, Mariah Dodds, and another sibling were among the injured. [read post]
15 Mar 2010, 7:22 pm
Dodd and Jeff Merkley (D-Ore.), the bill includes strong protections for financial sector workers who blow the whistle on wrongdoing. [read post]
10 Aug 2009, 11:46 am
[PA] - 8/5/2009Sen Dodd, Christopher J. [read post]
16 Jun 2008, 1:11 am
I wonder why they didn't let Jeff Skilling do that? [read post]
14 Dec 2011, 4:22 am
Disclosure of investment risks is required, and Dodd-Frank "bad actor" disqualification rules are contemplated. [read post]
28 Feb 2010, 8:53 am
Supreme Court will hear Jeff Skilling’s appeal tomorrow, see here and here). [read post]
25 Aug 2011, 8:32 am
” Congress also passed the Dodd-Frank Wall Street Reform Act to protect and reward whistleblowers like Markopolos who report fraud to the government. [read post]
11 Sep 2010, 1:10 pm
The S. 510 was sponsored in the Senate by Richard Durban of Illinois and co-sponsored by the following 17 Senators: Lamar Alexander [TN] Jeff Bingaman [NM] Richard Burr [NC] Roland Burris [IL] Saxby Chambliss [GA] Christopher Dodd [CT] Michael Enzi. [read post]
11 May 2012, 4:22 pm
That said, the losses posted by JP Morgan were clearly significant, he noted, and policy makers must understand in detail what transpired.Separately, Senator Carl Levin (D-MI), co-author with Senator Jeff Merkley (D-OR), of the Volcker Rule provisions of the Dodd-Frank Act said that the enormous loss JP Morgan suffered is the latest evidence that what banks call 'hedges' are often risky bets that so-called 'too big to fail' banks have no business making. [read post]
11 Sep 2010, 1:10 pm
The S. 510 was sponsored in the Senate by Richard Durban of Illinois and co-sponsored by the following 17 Senators: Lamar Alexander [TN] Jeff Bingaman [NM] Richard Burr [NC] Roland Burris [IL] Saxby Chambliss [GA] Christopher Dodd [CT] Michael Enzi. [read post]
18 May 2007, 7:39 am
Barack Obama, Chris Dodd, and John Edwards have joined the call, but Hillary Clinton has remained conspicuously silent, he noted. [read post]
13 Feb 2017, 4:03 pm
As we recently reported, President Trump’s February 3 Executive Order signaled the beginning of the administration’s efforts to dismantle parts of the Dodd-Frank Wall Street Reform and Consumer Protection Act (“Dodd-Frank”). [read post]
