Search for: "John Doe Investors 1-10 "
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26 Oct 2007, 11:45 am
[PA-1] - 10/3/2007 Rep Braley, Bruce L. [read post]
30 Sep 2022, 5:58 pm
Finally, the court noted that claims under Section 10(b) must give rise to a strong inference of scienter. [read post]
23 Jun 2014, 2:06 pm
John Fund, Inc. [read post]
24 Mar 2011, 12:53 pm
HumphreyDocket: 10-950Issue(s): 1) Whether Sawyer v. [read post]
11 Aug 2024, 9:01 pm
Also, although climate risk may be uncertain and long term in nature, that does not mean it is immaterial for today’s investors – the Rule and the Adopting Release (that is, the portion of the SEC’s March 6th release that explains the background and rationale for the Rule) makes that clear. [read post]
18 Apr 2024, 9:01 pm
And it is incumbent on each of us to make sure it does not come to pass and that investors are not harmed by noncompliance with the securities laws when it comes to this new technology. [read post]
5 Oct 2017, 5:20 pm
National Collegiate Ingenuity: From $1.00 to a billion and some in a day(excerpt from NCSLT 2007-1 Trust Agreement) The originators of the trusts weren't investors. [read post]
1 Feb 2023, 9:01 pm
As one House Committee Report stated, exempt offerings should be “a specific or an isolated sale of…securities to a particular person”[10] and were intended for limited transactions “where the public benefits are too remote. [read post]
3 Sep 2018, 5:29 pm
But it does strengthen neural pathways and lead to associations and predictions. [read post]
29 Sep 2020, 3:00 am
Here’s a list of the 10 topics that were most frequently the subject of SEC comments: 1. [read post]
26 Mar 2009, 8:49 am
Although many asset managers may have $10 billion in assets under management, and some may have $10 billion in mortgage-related assets under management, relatively few have $10 billion of current value in Legacy Securities—that is, RMBS and CMBS that originally were rated AAA—under management. [read post]
5 Apr 2012, 6:26 pm
Title III – Crowdfunding Crowdfunding exemption through funding portals for offerings up to $1 million Implementation: SEC directed to issue rules within 270 days. [read post]
20 Sep 2011, 7:41 am
John Fund, Inc. v. [read post]
23 Oct 2020, 8:39 am
”Zacharias Sautner (Frankfurt School of Finance & Management and ECGI)Response to the European Commission’s Consultation by ECGI Research MembersResponder: Wolf-Georg Ringe (Hamburg University and ECGI) (Response 1)Discussion: John C. [read post]
8 Jan 2019, 6:45 am
This calculation does not include any earnings made from the QOF investment. [read post]
21 Mar 2011, 12:34 pm
For any questions or more information on these or any related matters, please contact Louis Lehot, Kevin Rooney, John Tishler or Camille Formosa. [read post]
8 Mar 2012, 10:20 am
John Carney (D-DE), would create a new category of issuer, the emerging growth company, which would retain that status for five years or until it exceeds $1 billion in annual gross revenue or becomes a large accelerated filer. [read post]
28 Aug 2023, 12:29 pm
The complaint purports to be filed on behalf of three classes of investors: (1) investors who purchased shares of MSP or of the pre-merger SPAC between April 28, 2022 and August 17, 2023; (2) investors who held shares of the SPAC and who were entitled to vote at the special shareholder’s meeting on May 18, 2022; and (3) investors who purchased MSP shares traceable to the company’s registration statement effective August 15, 2022. [read post]
23 Oct 2013, 3:27 pm
Ct. 2869 (2010) [blog article here], that civil liability under Section 10(b) does not apply extraterritorially, extends to criminal conduct as well. [read post]
8 May 2014, 4:00 am
These lists include BITs concluded as at 1 June 2013. [read post]
