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Ninth Circuit Vacates Dismissal and Remands Shareholder Derivative “Say-on-Pay” Suits to California State Court
26 Aug 2013, 7:38 am by Sheppard Mullin
For further information, please contact John Stigi at (310) 228-3717 or Whitney Fair at (213) 617-5436. [read post]
Corporate Securities Law Blog - http://www.corporatesecuritieslawblog.com/
CALIFORNIA SUPREME COURT IMPOSES A CONTINUOUS OWNERSHIP RULE ON PLAINTIFFS IN SHAREHOLDER DERIVATIVE ACTIONS
25 Feb 2008, 3:35 pm
  While there are circumstances where a plaintiff might retain standing despite not holding shares, such as when a merger is used to “wrongfully deprive” a plaintiff of standing or where a merger does not affect a plaintiff’s ownership interest, such circumstances are unusual and do not apply to the vast majority of mergers of California-based corporations.For further information, please contact John Stigi at (213) 617-5589. [read post]
Corporate Securities Law Blog - http://www.corporatesecuritieslawblog.com/
Ninth Circuit Allows SEC To Proceed Against Director For Insider Trading Even Where Director Owed No Fiduciary Duty To Company Whose Stock He Traded
8 Jul 2008, 1:36 am
  The Court did, however, hold that the district court did not err in finding a genuine issue of material fact regarding the materiality of Talbot’s misappropriation.The holding in Talbot reminds corporate directors to exercise extreme caution in trading on information provided to them in a board setting, even if that information relates to other companies such as clients and customers.For further information, please contact John Stigi at (213) 617-5589. [read post]
Corporate Securities Law Blog - http://www.corporatesecuritieslawblog.com/
Delaware Chancery Court Issues Rulings On Preliminary Injunctions Regarding Materiality Of Disclosures In Proxy Statements
18 Jul 2008, 12:32 am
For further information, please contact John Stigi at (213) 617-5589. [read post]
Corporate Securities Law Blog - http://www.corporatesecuritieslawblog.com/
California Court Of Appeal Holds That Privity Of Contract Is Necessary To Maintain An Action For Rescission Under California Corporations Code Sections 25504 And 25504.1
21 Jan 2011, 11:57 am
For further information, please contact John Stigi at (310) 228-3717 or Taraneh Fard at (213) 617-5492. [read post]
Corporate Securities Law Blog - http://www.corporatesecuritieslawblog.com/
SEC Staff Issues Report on the Cross-Border Scope of Private Rights of Action for Securities Fraud
9 May 2012, 7:00 am
For further information, please contact John Stigi at (310) 228-3717 or Dan Brooks at (202) 469-4916. [read post]
Corporate Securities Law Blog - http://www.corporatesecuritieslawblog.com/
D.C. Circuit Vacates Proposed Fee For NYSE Arca "Depth-Of-Book" Data And Remands To SEC For Further Review
23 Aug 2010, 5:48 am
For further information, please contact John Stigi at (310) 228-3717 or Christopher Loveland at (202) 772-5313. [read post]
Corporate Securities Law Blog - http://www.corporatesecuritieslawblog.com/
Ninth Circuit Reverses Dismissal Of Securities Frau Complaint On Loss Causation Grounds Despite Three-Month Delay Between Corrective Disclosure And Market Reaction
23 Sep 2008, 3:34 am
For further information, please contact John Stigi at (213) 617-5589 or Christina Costley at (805) 879-1818. [read post]
Corporate Securities Law Blog - http://www.corporatesecuritieslawblog.com/
United States Supreme Court Holds that the "Maker" of a Statement for Rule 10b-5 Purposes is the Person or Entity with Ultimate Authority Over the Statement
20 Jun 2011, 4:47 am
For further information, please contact John Stigi at (310) 228-3717 or Taraneh Fard at (213) 617-5492. [read post]
Corporate Securities Law Blog - http://www.corporatesecuritieslawblog.com/
Second Circuit Rejects Application Of "Bespeaks Caution" Doctrine To Statement Containing Both Historical And Forward-Looking Elements
28 Sep 2010, 10:19 am
For further information, please contact John Stigi at (310) 228-3717 or Sarah Aberg at (212) 634-3091. [read post]
Corporate Securities Law Blog - http://www.corporatesecuritieslawblog.com/
Ninth Circuit Affirms Dismissal With Prejudice Of Corinthian Colleges Securities Fraud Class Action
1 Aug 2008, 6:04 pm
For further information, please contact John Stigi at (213) 617-5589. [read post]
Corporate Securities Law Blog - http://www.corporatesecuritieslawblog.com/
District Of Columbia Circuit Holds That Providing Attorney Work Product To Independent Auditors Does Not Per Se Waive The Protection Of The Work Product Doctrine
23 Jul 2010, 1:25 pm
For further information, please contact John Stigi at (310) 228-3717 or Christopher Loveland at (202) 772-5313. [read post]
Corporate Securities Law Blog - http://www.corporatesecuritieslawblog.com/
SUPREME COURT SEVERELY LIMITS SECONDARY ACTORS' EXPOSURE TO SECURITIES FRAUD LAWSUITS
17 Jan 2008, 6:46 pm
  It is fair to expect that the Court will decline to take more securities cases in the next several years to allow the lower courts to digest and apply its recent decisions.For further information, please contact John Stigi at (213) 617-5589 [read post]
Corporate Securities Law Blog - http://www.corporatesecuritieslawblog.com/
California Court of Appeal Refuses to Permit an Action for Rescission of a Strategic Transaction, Holding That a Board Has No Duty Under California Law to Include a "Fiduciary Out"
22 Aug 2011, 11:10 am
For further information, please contact John Stigi at (310) 228-3717 or Alejandro E. [read post]
Corporate Securities Law Blog - http://www.corporatesecuritieslawblog.com/
Delaware Chancery Court Holds That Advance Notice Bylaws Must Clearly State That They Apply To Self-Funded Proxy Solicitations
7 Jul 2008, 10:51 pm
  Failure to draft carefully, however, can have the opposite effect; it can render a notice bylaw relatively meaningless, particularly in the face of self-funded proxy solicitations.For further information, please contact John Stigi at (213) 617-5589. [read post]
Corporate Securities Law Blog - http://www.corporatesecuritieslawblog.com/
California Court Of Appeal Addresses Important Issues Affecting Shareholder Derivative Claims
4 Jan 2010, 11:54 am
For further information, please contact John Stigi at (213) 617-5589 or Christina Costley at (805) 879-1818. [read post]
Corporate Securities Law Blog - http://www.corporatesecuritieslawblog.com/
United States Supreme Court Limits Extraterritorial Reach Of Private Federal Securities Claims
30 Jul 2010, 3:14 am
For further information, please contact John Stigi at (310) 228-3717 or Christina Costley at (805) 879-1818. [read post]
Corporate Securities Law Blog - http://www.corporatesecuritieslawblog.com/
Ninth Circuit Reaffirms Particularity Requirement In Securities Fraud Actions For Pleading Scienter
3 Feb 2009, 10:28 am
For further information, please contact John Stigi at (213) 617-5589 or Christina Costley at (805) 879-1818. [read post]
Corporate Securities Law Blog - http://www.corporatesecuritieslawblog.com/
Sixth Circuit Affirms Dismissal Of Securities Fraud Complaint Where Inference Of Scienter Was Not Supported By Sufficiently Particularized Allegations Of Fact
12 Feb 2010, 6:00 am
For further information, please contact John Stigi at (213) 617-5589 or Christina Costley at (805) 879-1818. [read post]
Corporate Securities Law Blog - http://www.corporatesecuritieslawblog.com/
Second Circuit Holds That No Private Right Of Action Exists Under Section 304 Of The Sarbanes-Oxley Act
8 Oct 2010, 8:34 am
For further information, please contact John Stigi at (310) 228-3717 or Martin White at (415) 774-3233. [read post]
Corporate Securities Law Blog - http://www.corporatesecuritieslawblog.com/