Search for: "Julie Hedges"
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28 Jul 2017, 6:00 am
Strahan, Boston College, on Tuesday, July 25, 2017 Tags: Banks, Capital markets, Cash flows, EU, Europe, Financial crisis, Foreign banks, International governance, Italy, Social networks, Systemic risk Review of Shareholder Activism—1H 2017 Posted by Jim Rossman, Lazard, on Tuesday, July 25, 2017 Tags: Boards of Directors, Hedge funds, Index funds, Institutional… [read post]
11 Jan 2016, 11:12 am
The Securities and Exchange Commission today announced that Julie M. [read post]
4 Oct 2010, 2:01 am
April – July 2011 (planned) During this time the SEC will be adopting finalized rules (taking into account public comments on the proposed rules) with respect to the following matters: reporting obligations on investment advisers related to the assessment of systemic risk exemption from registration for advisers to venture capital firms “family office” definition transition of mid-sized investment advisers (between $25 and $100 million in assets under management) from SEC… [read post]
23 Jul 2012, 9:57 am
The Official Unsecured Creditors’ Committee of Bayou Group, LLC, CA-2, July 3, 2012)When the fund filed for bankruptcy, the bankruptcy trustee authorized a committee of unsecured creditors of the fund to pursue claims against the prime broker. [read post]
28 Jul 2016, 1:45 pm
From the Desk of Jim Eccleston at Eccleston Law LLC: On July 15, 2016, the SEC charged both Thomas D. [read post]
21 Jul 2008, 3:05 pm
Related Web Resources: Firms hurry to comply with SEC subpoenas, Boston.com, July 17, 2008 SEC Issues Subpoenas in Banking Probe, TheStreet.com, July 16, 2008 US Securities and Exchange Commission [read post]
19 Jul 2010, 11:31 am
Record, July 15, 2010, p. [read post]
11 Jan 2011, 4:55 pm
The firm now manages about $9.2 billion in assets, up from $6.9 billion in July 2010. [read post]
8 Jan 2011, 12:01 pm
Dodd-Frank may require many US and non-US private equity fund managers and advisers to register with the SEC by July of 2011. [read post]
28 Jul 2023, 6:30 am
Copland, Manhattan Institute, on Wednesday, July 26, 2023 Tags: Capital markets, ESG, ESG investing, Financial institutions, Financial regulation, Monetary policy, Social policies 2023 Sustainable Investment Survey Posted by Hilary Wiek and Anikka Villegas, PitchBook, on Wednesday, July 26, 2023 Tags: Asset Managers, ESG risks, Hedge funds, Impact investing, social impact, sustainable investing, Venture capital firms Sustainability in the Spotlight: Has ESG Lost… [read post]
28 Jul 2023, 6:30 am
Copland, Manhattan Institute, on Wednesday, July 26, 2023 Tags: Capital markets, ESG, ESG investing, Financial institutions, Financial regulation, Monetary policy, Social policies 2023 Sustainable Investment Survey Posted by Hilary Wiek and Anikka Villegas, PitchBook, on Wednesday, July 26, 2023 Tags: Asset Managers, ESG risks, Hedge funds, Impact investing, social impact, sustainable investing, Venture capital firms Sustainability in the Spotlight: Has ESG Lost… [read post]
18 Oct 2009, 10:25 pm
Nearly 300 investors kept their investments in the hedge funds, which lost $1.4 billion in July of 2007. [read post]
22 Jul 2022, 6:30 am
Posted by the Harvard Law School Forum on Corporate Governance, on Friday, July 22, 2022 Editor's Note: This roundup contains a collection of the posts published on the Forum during the week of July 15-21, 2022. [read post]
22 Jul 2022, 6:30 am
Posted by the Harvard Law School Forum on Corporate Governance, on Friday, July 22, 2022 Editor's Note: This roundup contains a collection of the posts published on the Forum during the week of July 15-21, 2022. [read post]
19 Nov 2013, 7:40 am
The liquidators initially commenced the action in July through New York’s summons with notice procedure. [read post]
29 Jun 2016, 11:29 am
Martin was registered with GF Investment Services from July 2009 to July 2015. [read post]
26 Jul 2019, 6:17 am
Posted by , on Friday, July 26, 2019 Editor's Note: This roundup contains a collection of the posts published on the Forum during the week of July 19-25, 2019. [read post]
23 May 2007, 4:19 pm
Hedges, Of Counsel, Nixon Peabody [...] [read post]
15 May 2011, 3:46 am
The firm provides investment adviser registration services to hedge funds and other investment managers. [read post]
25 Jul 2011, 2:59 am
Recently the SEC passed final hedge fund registration regulations which, among other things, clarifies how certain mid-sized hedge fund managers will be regulated. [read post]
