Search for: "Lehman Brothers Inc."
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7 Dec 2009, 10:54 am
A Columbia, South Carolina-based Financial Industry Regulatory Authority (FINRA) arbitration panel awarded damages to a South Carolina resident as a result of losses sustained in Lehman Brothers Holdings Inc. principal-protected notes sold to her by UBS. [read post]
3 May 2009, 7:59 pm
" The defendants convicted include former Citigroup/Smith Barney and Merrill Lynch broker Kenneth Mahaffy, former Lehman Brothers employee David Ghysels Jr., former Merrill broker Timothy O'Connell, former AB Watley Group Inc. president and vice chairman Robert F. [read post]
15 Sep 2008, 10:54 am
(see: "Corporate Counsel Compensation Survey 2008"), with Thomas Russo, the General Counsel of Lehman Brothers Holdings Inc. leading the pack with a $5,000,000 annual salary and $4,550,000 bonus.Capping a frenetic weekend of attempts to arrange a rescue for the foundering brokerage, Lehman Brothers said early this morning that it would file for Chapter 11 bankruptcy, leaving thousands of employees on the street.How compensation levels for… [read post]
19 Sep 2011, 2:33 pm
The regulator's action stems from findings that UBS misled investors regarding the "principal protection" feature of 100% Principal-Protection Notes (PPNs) that Lehman Brothers Holdings Inc. had issued prior to its September 2008 bankruptcy filing. [read post]
2 Aug 2011, 7:16 am
(SDNY July 27, 2011) - of the Federal District Court for the Southern District Court of New York dismissing federal securities law claims against Ernst & Young, Lehman Brothers' outside auditor. [read post]
7 Nov 2008, 2:42 pm
They didn't appreciate that it was tied to the credit risk of Lehman Brothers.'' For additional information or to further discuss these matters, investors should contact: Scott L. [read post]
22 Feb 2008, 6:10 am
The brothers then put the some of these proceeds in what should have been a safe investment with Lehman Brothers Holdings Inc., with strict orders to "make only the most conservative, cash like investments. [read post]
4 Apr 2012, 5:54 am
Lehman Suit: The Commodity Futures Trading Commission is expected this week to file a civil case against JPMorgan Chase for actions tied to the demise of Lehman Brothers. [read post]
28 Jul 2011, 10:54 am
The September 2008 collapse of Lehman Brothers Holdings Inc. disrupted the entire economy and greatly affected owners of the company’s securities. [read post]
2 Mar 2010, 6:06 am
Der andere Fall betrifft den Vertrieb von strukturierten Produkten, die von Tochtergesellschaften der Lehman Brothers Holdings Inc. garantiert waren.Die FINMA stellte bei einzelnen Finanzintermediären Korrekturbedarf fest und veranlasste entsprechende Massnahmen. [read post]
25 Oct 2011, 4:58 pm
Hughes Hubbard & Reed and Baker & Hostetler continue to clean up in the Chapter 11 cases of Lehman Brothers and Bernard L. [read post]
9 Oct 2007, 3:32 pm
Lehman Brothers and DeutscheBank were each fined $1.25 million. [read post]
25 Oct 2008, 1:10 pm
" "Fees could reach a record $1.4 billion for lawyers, accountants and other professionals working on the Lehman Brothers Holdings Inc. bankruptcy, the largest in U.S. history. [read post]
4 Mar 2011, 1:53 am
From Tuesday 1 to Thursday 3 March 2011, Lords Phillips, Hope and Walker, Lady Hale and Lords Mance, Collins and Clarke will hear Perpetual Trustee Company Limited v BNY Corporate Trustee Services Limited and Lehman Brothers Special Financing Inc; and Belmont Park Investments PTY [...] [read post]
31 Jul 2018, 1:18 pm
(CRD #7059), Lehman Brothers, Inc. [read post]
23 Aug 2007, 3:40 pm
Melton, Esq., lmelton@dhayeslaw.com THE HAYES LAW FIRM, www.dhayeslaw.com, 1-866-3323567 (toll free) Lehman Brothers Holdings Inc. announced today that it is shutting down its subprime-lending unit. [read post]
10 May 2012, 12:49 pm
District Judge Lewis Kaplan in Manhattan refused to allow insurers for former officers and directors of Lehman Brothers Holdings Inc. to settle a fraud lawsuit for $90 million. [read post]
19 Mar 2010, 10:49 am
Court of Appeals in Manhattan ruled today that the Fed must release records of the unprecedented $2 trillion U.S. loan program launched primarily after the 2008 collapse of Lehman Brothers Holdings Inc. [read post]
22 Aug 2012, 1:27 pm
In re Lehman Brothers Inc., No. 08-01420, 2012 Bankr. [read post]
21 Sep 2009, 7:48 am
As the first anniversary of the failure of Lehman Brothers Holdings, Inc. is being observed, there seems to be no plan to address this aspect of the financial crisis. [read post]
