Search for: "Lene Powell"
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20 Jul 2015, 7:12 am
By Lene Powell, J.D.Senator Elizabeth Warren (D-Mass) and Rep. [read post]
20 Mar 2018, 6:55 am
By Lene Powell, J.D. [read post]
17 Mar 2017, 8:05 am
By Lene Powell, J.D.At a derivatives industry conference, a panel of market participants and a CFTC official discussed concerns arising from the intersection of regulation and technology. [read post]
19 Mar 2021, 9:37 am
By Lene Powell, J.D.Criticizing a "disproportionate focus on illicit uses" of cryptocurrency and digital assets, SEC Commissioner Hester Peirce drew attention to crypto’s ability to protect people from harm by family or repressive governments. [read post]
27 Jul 2022, 7:04 am
By Lene Powell, J.D.The SEC announced insider charges against nine individuals in connection with three separate alleged schemes, including a former chief information security officer (CISO), an investment banker, and a former FBI trainee. [read post]
25 Aug 2021, 6:16 am
By Lene Powell, J.D.In a strongly worded statement, CFTC Commissioner Dawn Stump called out what she sees as a growing misunderstanding of the CFTC’s jurisdiction over digital assets. [read post]
9 Aug 2022, 5:19 am
By Lene Powell, J.D.The CFTC withdrew no-action relief relating to PredictIt, an online event market focusing on U.S. political betting. [read post]
6 Mar 2017, 5:00 am
By Lene Powell, J.D.Several financial services industry associations and public interest groups have submitted comments on CFTC position limits rules proposed in December 2016, for which the comment period recently closed. [read post]
20 Jun 2018, 6:30 am
By Lene Powell, J.D. [read post]
12 Aug 2021, 9:59 am
By Lene Powell, J.D.A new analysis by Watchdog Research shows a spike in 2021 of SPACs breaking bad news in amended 10-K filings, rather than using 8-Ks and other traditional methods. [read post]
1 Nov 2023, 6:11 am
By Lene Powell, J.D.To prepare for a wide range of possible energy futures—from abundant renewable energy to continued substantial reliance on fossil fuels—regulators need to learn from industry experts and public interest groups and work with regulatory partners like the Federal Energy Regulatory Commission (FERC), said CFTC Commissioner Summer Mersinger in remarks at an energy conference. [read post]
23 Nov 2015, 9:03 am
By Lene Powell, J.D.The Delaware Court of Chancery dismissed an action alleging that a company director breached his fiduciary duty in a merger, ruling that although the statute of limitations had not expired, the action was barred by laches as a matter of equity. [read post]
14 Nov 2017, 5:00 am
By Lene Powell, J.D.International bribery used to be commonplace in competing for overseas contracts. [read post]
24 Jan 2022, 5:00 am
By Lene Powell, J.D.Ahead of an expected SEC rule proposal on human capital management disclosures, new research provides hard data in this much-watched area. [read post]
20 Sep 2016, 5:00 am
By Lene Powell, J.D.The derivatives industry has done a good job of meeting tight deadlines for changing regulatory requirements, but in the process has built up a complex web of non-standard systems that some are nervous may not be robust in times of market stress, said the International Swaps and Derivatives Association (ISDA) in a new white paper. [read post]
28 Jun 2017, 7:11 am
By Lene Powell, J.D.In a hearing of the capital markets subcommittee of the House Financial Services Committee, lawmakers heard from securities exchanges, market makers, and brokerages in a broad exploration of equity market structure issues including data feeds and broker rebates, among other topics.SIP vs. proprietary feeds. [read post]
31 Aug 2021, 8:37 am
By Lene Powell, J.D.Raising the stakes in an already highly contentious set of lawsuits, 49 top law firms have issued a joint statement that they believe special purpose acquisition companies (SPACs) are not investment companies under the Investment Company Act of 1940 (ICA), so long as two commonplace conditions are met. [read post]
27 Jun 2016, 7:19 am
By Lene Powell, J.D.The leaders of the House Agriculture Committee wrote to CFTC Chairman Timothy Massad to express concern about a proposed CFTC order that would recognize a private right of action for market manipulation involving certain transactions in the electricity markets. [read post]
2 Apr 2015, 6:49 am
By Lene Powell, J.D. [read post]
25 Jul 2019, 7:12 am
By Lene Powell, J.D. [read post]
