Search for: "Luis A. Aguilar, Commissioner, U.S. Securities and Exchange Commission,"
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29 Sep 2011, 10:29 am
By Nicolas Morgan and Patrick Hunnius, DLA Piper, Los Angeles, CA The Securities and Exchange Commission is increasing its scrutiny of China-based companies with securities traded on U.S. stock exchanges. [read post]
1 Aug 2012, 1:38 pm
Jointly Submitted Plan Commissioner Luis Aguilar voted against passing Rule 613 for a number of reasons. [read post]
25 Aug 2010, 7:00 am
Democratic Commissioners Elisse Walter and Luis Aguilar both voted for the final proxy access rule. [read post]
18 May 2023, 9:01 pm
This topic is so essential for the safety and resiliency of our capital markets. [1] My special thanks to former Commissioner Luis Aguilar for initially inviting me to speak to you today. [read post]
13 Feb 2015, 5:00 am
Last week, two commissioners, Luis A. [read post]
21 Jun 2010, 11:57 am
The bills passed by the House of Representatives and the Senate would affirm the authority of the Securities and Exchange Commission to issue a proxy access rule but leave the details up to the commission, which is working on a final rule. [read post]
28 Feb 2012, 2:00 am
Securities and Exchange Commission should start over with a new proposal of the so- called Volcker rule that bans banks’ proprietary trading, said SEC Commissioner Troy Paredes. [read post]
25 Jun 2015, 6:34 am
., the National Credit Union Administration, the Office of the Comptroller of the Currency, and the Securities and Exchange Commission. [read post]
12 Jul 2013, 6:15 am
Aguilar, Commissioner, U.S. [read post]
1 May 2013, 7:11 am
… Earlier this month, one SEC commissioner, Luis Aguilar, called for the SEC to take steps to scale back or limit the use of mandatory arbitration agreements. [read post]
1 Jan 2013, 9:30 pm
Securities and Exchange Commission (SEC) received more than three thousand whistleblower tips between November 2011 and November 2012, the first full year of a program created by the Dodd-Frank Wall Street Reform and Consumer Protection Act. [read post]
5 May 2015, 9:30 pm
Securities and Exchange Commission (SEC) last week proposed a new requirement that companies disclose executive compensation and financial profitability information in a way that would be easily comparable to peer companies. [read post]
24 May 2010, 4:00 am
SEC Commissioner Luis A. [read post]
4 Sep 2014, 3:19 am
Just six days after our article, Luis Aguilar, a Commissioner of the United States Securities and Exchange Commission (SEC), stated very clearly in a speech entitled “Cyber Risks in the Boardroom,”[ii] that, [B]oards must take seriously their responsibility to ensure that management has implemented effective risk management protocols. [read post]
2 Sep 2014, 4:27 am
In a June 10, 2014 speech entitled “Boards of Directors, Corporate Governance and Cyber-Risks: Sharpening the Focus” delivered at the New York Stock Exchange, SEC Commissioner Luis A. [read post]
18 Apr 2014, 4:16 pm
The Securities and Exchange Commission (“SEC”) recently held a cybersecurity roundtable on March 26, 2014 to address cybersecurity issues and its existing cybersecurity guidance. [read post]
6 Jan 2015, 4:14 am
As discussed here, SEC Commissioner Luis Aguilar underscored these concerns in a June 2014 speech in which he stressed that “ensuring the adequacy of a company’s cybersecurity measures needs to be a part of a board of director’s risk oversight responsibilities. [read post]
3 Sep 2014, 4:14 am
What Will Happen With the Securities Cases on the U.S. [read post]
