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24 Jul 2015, 6:33 pm
In its recent ruling, the court held that the SEC cannot apply a Dodd-Frank Act provision to bar an individual from associating with municipal advisers and nationally recognized statistical rating organizations based on pre-Dodd-Frank conduct. [read post]
29 Mar 2017, 6:05 am
The past year has been marked by a continued focus by shareholders and investor groups on executive compensation, and a related continued need for compensation committees to proactively manage their companies’ communications with shareholders and proxy advisory firms—both in the context of the nonbinding, advisory “say-on-pay” votes required by Dodd-Frank and also as preemptive actions against possible shareholder activists seeking the means by which to… [read post]
24 Mar 2010, 5:51 am
Senate Banking Committee Amendments to Dodd's Bill: Two Big Governance Changes Following up on my blog yesterday about the Dodd bill passing the Senate Banking Committee, I forgot to mention that there were two corporate governance amendments that made it into the 114-page Manager's Amendment on the Dodd bill, both offered by Sen. [read post]
3 May 2011, 5:00 am
” Sources: Overhaul Grows and Slows by Jean Eaglesham in the Wall Street Journal Dodd-Frank Rulemaking Progress Report (.pdf) by Davis Polk No gun at regulators’ heads to hit Dodd-Frank deadlines: Barney Frank by Mark Schoeff Jr. in Investment News [read post]
26 Aug 2022, 6:31 am
Posted by Mark T. [read post]
26 Aug 2022, 6:31 am
Posted by Mark T. [read post]
9 May 2011, 7:32 pm
Senator David Vitter (R-LA), Senator Mike Johanns (R-NE), Senator Patrick Toomey (R-PA), Senator Mark Kirk (R-Il), Senator Jerry Moran (R-KN), and Senator Roger Wicker (R-MS).According to Senator Crapo, many the proposed rules implementing Dodd-Frank contain cursory, boilerplate cost-benefit analysis that does little to quantify the costs. [read post]
16 Apr 2015, 9:36 am
Since the high-water mark of Dodd-Frank's passage in 2010 we have seen a steady push for deregulation. [read post]
23 Mar 2013, 12:47 pm
The bill would also mandate that the CFTC quantify the impact of market liquidity, a marked change from the current policy of just considering costs. [read post]
11 Nov 2009, 4:14 am
Senator Dodd Releases Financial Reform Bill Yesterday, Senator Dodd (D-CT) released a draft of his massive - 1136 pages! [read post]
14 Jul 2015, 5:00 am
Kaplinsky and Mark J. [read post]
8 Aug 2013, 10:33 am
Bi-partisan Senate legislation would clarify the scope of the statutory and regulatory framework for the SEC registration of municipal advisors pursuant to Section 975 of the Dodd-Frank Act. [read post]
3 Dec 2010, 2:54 pm
H5425.The SEC proposed a three-part definition of “major security-based swap participant” under the Dodd-Frank Act. [read post]
8 Jun 2013, 7:51 am
Nonetheless, the FSOC’s action marks an important milestone in the implementation of the Dodd- Frank Act’s systemic regulation framework. [read post]
21 Apr 2013, 10:19 am
Senator Warner operates in a bi-partisan manner and is well-versed in the issues around financial regulation. he was a key player in drafting Titles I and II of the Dodd-Frank Act. [read post]
2 Jun 2015, 10:00 am
Today, Pillsbury attorneys Mark Jones and Kathleen Bardunias, and summer associate Kevin Lin, published their client alert SEC Proposes Pay-for-Performance Disclosure Rules. [read post]
22 Jun 2017, 6:32 am
Posted by Paul, Weiss, Rifkind, Wharton & Garrison LLP, on Thursday, June 22, 2017 Editor's Note: This post is based on a Paul, Weiss, Rifkind, Wharton & Garrison LLP publication by Mark S. [read post]
11 Mar 2010, 3:40 am
”His statement effectively ended the ongoing bipartisan negotiations with Senator Bob Corker (R-TN) that were held over the past month in hopes of ending an impasse over the legislation’s most controversial issue – the structure and location of a consumer financial protection entity.Instead, Chairman Dodd will move forward on his own, by formally unveiling financial reform legislation on Monday and by scheduling a mark up of the proposal for the week of March 22… [read post]
11 Mar 2010, 3:40 am
”His statement effectively ended the ongoing bipartisan negotiations with Senator Bob Corker (R-TN) that were held over the past month in hopes of ending an impasse over the legislation’s most controversial issue – the structure and location of a consumer financial protection entity.Instead, Chairman Dodd will move forward on his own, by formally unveiling financial reform legislation on Monday and by scheduling a mark up of the proposal for the week of March 22… [read post]
17 Jul 2020, 8:25 am
Mark Ormrod, edited by Gwilym Dodd, Associate Professor of History, University of Nottingham, and Craig Taylor, Reader in Medieval History at the University of York:The essays collected here celebrate mark the distinguished career of Professor W. [read post]
