Search for: "METLIFE SECURITIES, INC."
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28 Apr 2012, 8:50 pm
Metlife (MET) is suing Morgan Stanley (MS) for securities fraud. [read post]
16 Feb 2012, 9:48 am
Based upon Evola's report, MetLife and Prudential Life were the leading structured settlement annuity providers in 2011. [read post]
16 Dec 2011, 10:54 pm
(The 22 investors include the Federal Reserve Bank of New York, Black Rock Inc., Goldman Sachs Asset Management, MetLife Inc., and PIMCO). [read post]
14 Dec 2011, 6:34 pm
According to MetLife Inc. in June, older Americans are bilked of $2.9 billion annually by relatives, businesses, and strangers. [read post]
7 Dec 2011, 2:18 pm
His FINRA broker report, publicly available from FIRNA.org, shows that from 12/2004-02/2007 he was registered with Metlife Securities Inc., from 12/2006-03/2010 he was registered with the Gunnallen Financial Inc. [read post]
7 Dec 2011, 8:25 am
Van Zandt was a registered representative with MetLife Securities, Inc. from December of 2004 through February of 2007. [read post]
6 Dec 2011, 11:53 pm
Security Nat’l Ins. [read post]
17 Nov 2011, 10:11 pm
Green Power Purchasing: Adobe Systems Inc., Allegheny College, Datapipe, Inc., Franklin & Marshall College, Jackson Family Wines, Mercyhurst College, MetLife, Santa Clara University, State Street Corporation, and the University of Central Oklahoma On-site Generation: City of San Francisco and SC Johnson & Son The City of San Francisco, Intel Corporation, Kohl’s Department Stores, and Staples are all previous winners of EPA’s Green Power Leadership… [read post]
29 Aug 2011, 5:01 pm
Among the institutional investors to benefit from the settlement are BlackRock, Inc., PIMCO, Metlife, Inc., the Federal Reserve Bank of New York, and Goldman Sachs. [read post]
2 May 2011, 11:23 pm
Paul Richard Soto, formerly with Metlife Securities Inc. in Sacramento, California, was suspended from association with any FINRA member for 10 business days and fined $5,000 in connection with a finding that he exercised discretions in customer accounts without written authorization from his firm. [read post]
11 Nov 2010, 9:14 am
, Catherine Kinney, a Director at Metlife Inc.; MSCI, Inc. and NetSuite Inc., GE’s Michael McAlevey, and Ann Yerger of the Council of Institutional Investors. [read post]
30 Oct 2010, 10:20 am
Other companies including American International Group Inc., MetLife Inc. and Lincoln National Corp. have also recently applied for or received approval for rate rises ranging from 10% to 40%. [read post]
30 Oct 2010, 10:20 am
Other companies including American International Group Inc., MetLife Inc. and Lincoln National Corp. have also recently applied for or received approval for rate rises ranging from 10% to 40%. [read post]
7 Aug 2010, 12:25 pm
It has subpoenaed a number of companies including Northwestern Mutual, Prudential Financial, Inc, MetLife, inc., New York Life Insurance Company, Genworth Financial and Unum Group. [read post]
21 Jul 2010, 2:35 pm
New York-based insurer MetLife estimates the total costs of elder fraud comes to more than $2.6 billion a year. [read post]
9 Jul 2010, 3:18 pm
Carlos Suazo of Marina del Rey, California, formerly with MetLife Securities, Inc. in Los Angeles, California, was barred from association with any FINRA member in any capacity for misusing $12,000 in customer funds that were supposed to be used to purchase a variable annuity. [read post]
14 Jun 2010, 4:37 am
Maher sent a letter to her superiors concerning the “security of the library. [read post]
8 Jun 2010, 7:34 pm
A seaman is a person who does the work of a vessel, McDermott International, Inc. v. [read post]
3 Mar 2010, 2:01 pm
MetLife, 2008 DJDAR 5285, holding that the conflict of interest was merely a factor in the analysis. [read post]
2 Dec 2009, 9:16 am
Cosgrove Law, LLC recently filed a FINRA arbitration action against MetLife Securities, Inc. [read post]
