Search for: "Mary Jo White, Chair, U.S. Securities and Exchange Commission,"
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15 Jun 2015, 7:43 am
In addition, the exchange must agree to list the ETP securities for trading and have in place Commission-approved listing standards. [read post]
5 Jun 2015, 5:39 am
Editor's Note: Mary Jo White is Chair of the U.S. [read post]
21 May 2015, 6:07 am
Editor's Note: Mary Jo White is Chair of the U.S. [read post]
13 May 2015, 1:22 pm
Editor's Note: Mary Jo White is Chair of the U.S. [read post]
5 May 2015, 6:07 am
Editor's Note: Mary Jo White is Chair of the U.S. [read post]
23 Mar 2015, 1:41 pm
Last Fall, speaking at a conference in Washington, D.C., SEC Chair Mary Jo White acknowledged that an air of disappointment surrounds the corporate disclosures submitted under the rule thus far. [read post]
20 Mar 2015, 8:54 am
Reuters reported that Mary Jo White, Chair of the U.S. [read post]
20 Mar 2015, 6:03 am
Editor's Note: Mary Jo White is Chair of the U.S. [read post]
Why Are Investors Seeking Litigation Funding Opportunities? Because Litigation Funding is Profitable
20 Mar 2015, 4:22 am
SEC Chair Weighs in on Fee-Shifting Bylaws: In a March 19, 2015 speech at the Tulane University Law School (here), SEC Charman Mary Jo White offered a number of observations on a variety of topics, including fee-shifting bylaws. [read post]
5 Mar 2015, 6:37 am
In a statement, Chair Mary Jo White agreed that one market structure might not fit all, and that the Commission must concretely focus on how to enhance the market structure for smaller companies. [read post]
25 Feb 2015, 6:04 am
Editor's Note: Mary Jo White is Chair of the U.S. [read post]
4 Feb 2015, 7:05 am
In a recent letter to Chair Mary Jo White, while applauding the Commission’s efforts to prioritize the needs of small business in American capital markets, the senators warned that “proper implementation is vital to achieving the stated purpose of the Pilot. [read post]
28 Dec 2014, 9:30 pm
In the words of Commission Chair Mary Jo White, the new rule “will fundamentally change the way that most money market funds operate. [read post]
23 Dec 2014, 7:19 pm
On February 24, 2014, SEC Chair Mary Jo White appointed Rick A. [read post]
14 Nov 2014, 2:15 pm
”Soon after Chair White's speech, Stephen Luparello, director of the SEC's Division of Trading and Markets, explained the goals of Regulation SCI in his testimony to the U.S. [read post]
22 Oct 2014, 2:05 pm
Editor's Note: Mary Jo White is Chair of the U.S. [read post]
18 Oct 2014, 4:18 am
Securities and Exchange Commission. [read post]
14 Oct 2014, 8:58 pm
Securities and Exchange Commission Chair Mary Jo White, U.S. [read post]
13 Oct 2014, 6:00 am
Editor's Note: Mary Jo White is Chair of the U.S. [read post]
29 Aug 2014, 6:00 am
Editor's Note: Mary Jo White is Chair of the U.S. [read post]
