Search for: "Matter of Will of Hester"
Results 101 - 120
of 230
Sort by Relevance
|
Sort by Date
21 May 2020, 5:00 pm
He added that “E, S, and G are quite different baskets of disclosure matters and lumping them together diminishes the usefulness, including investor understanding, of such disclosures. [read post]
13 Mar 2020, 3:00 am
The blog acknowledges that it may be prudent for the CEO to disclose this information to the board and shareholders, but says that the existence of a legal obligation to do is another matter. [read post]
8 Mar 2020, 3:19 pm
SEC Commissioner Hester Peirce has publicly said, “we are seeing a similar scarlet letter phenomenon in today’s modern, but no less flawed world” but it is not Hester Prynne’s “A” for adultery in Puritan Massachusetts Bay Colony in 1642, but rather ESG in America in 2020. [read post]
5 Mar 2020, 1:49 pm
John Reed StarkOn February 27, 2020, the SEC announced that it had settled charges against the actor Steven Seagal on charges that he had failed to disclose compensation he received for promoting an initial coin offering. [read post]
2 Mar 2020, 8:18 am
By Mark S. [read post]
7 Feb 2020, 6:00 am
Coates, SEC Investor Advisory Committee, on Friday, January 31, 2020 Tags: Asset management, Boards of Directors, Conflicts of interest, Institutional Investors, Proxy advisors, Proxy voting, SEC, Securities regulation, Shareholder proposals, Shareholder voting, Universal proxy ballots Statement by Commissioner Peirce on Proposed Amendments to Modernize and Enhance Financial Disclosures Posted by Hester M. [read post]
30 Jan 2020, 12:46 am
In the Matter of FIMCO Securities Group, Inc., Respondent (FINRA AWC)FINRA OHO Panel Grants Summary Disposition in Rule 8210 Matter. [read post]
27 Dec 2019, 6:59 am
Securities and Exchange Commission, on Saturday, December 21, 2019 Tags: Disclosure, International governance, SEC, Securities regulation, Transparency Statement by Commissioner Peirce on Proposed Resource Extraction Rule Posted by Hester M. [read post]
15 Nov 2019, 12:44 am
Does it matter? [read post]
13 Nov 2019, 3:27 am
And here’s a speech by SEC Commissioner Hester Peirce about them – this excerpt from the beginning is pretty funny: It is hard to believe that 2019 is almost over. [read post]
8 Nov 2019, 5:55 am
Posted by Abraham Cable (University of California), on Thursday, November 7, 2019 Tags: Boards of Directors, Controlling shareholders, Delaware cases, Delaware law, Dual-class stock, Merger litigation, Mergers & acquisitions, Tech companies, Venture capital firms Statements of Commissioner Hester Peirce on Proposed Amendments to Improve Accuracy and Transparency of Proxy Voting Advice, and on Proposed Amendments to Modernize… [read post]
6 Nov 2019, 6:25 am
By John Filar AtwoodSEC Commissioner Hester Peirce plans to propose that the Commission create a safe harbor for entities that want to develop digital asset networks. [read post]
28 Oct 2019, 6:09 am
Although the Department of Justice has not commented on the matter, we know that other Americans have also been flown home from Syria or have been removed from SDF detention facilities with plans to transfer them to the U.S. [read post]
24 Oct 2019, 2:40 pm
The SEC’s sole allegation in the Telegram matter is that the defendants were in the midst of an alleged unregistered, ongoing digital token offering in the U.S. that needed to be stopped dead in its tracks, before investors experienced any further harm. [read post]
29 Sep 2019, 6:44 am
There were, however, some notable exceptions, such as Representative Katie Porter’s pointed questioning of Commissioner Hester Peirce with regard to her views on ESG disclosure. [read post]
21 Sep 2019, 6:17 am
Securities and Exchange Commission The Honorable Hester M. [read post]
9 Aug 2019, 6:16 am
Smith, EY Center for Board Matters, on Thursday, August 8, 2019 Tags: Board composition, Boards of Directors, Corporate Social Responsibility, Disclosure, Diversity, ESG, Institutional Investors, Sustainability [read post]
9 Jul 2019, 2:10 pm
The agencies look forward to receiving public comments on this proposal and continuing to work together on this and other matters. [read post]
5 Jul 2019, 6:05 am
Griffith (Fordham University), on Monday, July 1, 2019 Tags: Adverse selection, Agency costs, Insurance, Mergers & acquisitions, Moral hazard, Private equity, R&W insurance, Risk management How Boards Govern Disruptive Technology—Key Findings from a Director Survey Posted by Steve Klemash and Jennifer Lee, EY Center for Board Matters, and Kris Pederson, EY, on Monday, July 1, 2019 … [read post]
3 Jul 2019, 3:30 am
In addition, Peirce’s experience at the SEC has underscored for her how collective decision-making on a wide range of complex matters can benefit from being informed by diverse personal and professional experiences. [read post]
