Search for: "Merrill Lynch & Company Incorporated"
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2 May 2011, 11:23 pm
Stuart Phillip Miller, formerly with Merrill Lynch, Pierce, Fenner & Smith Incorporated in La Jolla, California, was suspended from association with any FINRA member for one year and fined $10,000 in connection with the joint solicitation and handling of customer accounts with another individual - where Miller and the individual created a model fund portfolio to present to potential customers and misrepresenting that they managed the portfolio. [read post]
28 Mar 2011, 7:06 am
Engagement of Merrill Lynch, Pierce, Fenner & Smith Incorporated As further discussed above (see "--Background of the Merger"), the Company retained BofA Merrill Lynch as one of its financial advisors in connection with the merger. [read post]
6 Mar 2011, 12:29 pm
John Thompson & Another (Original Appellants/Cross Respondents) v Goblin Hill Hotels Limited (Original Respondents/Cross Appellants) (Jamaica), heard 20 January 2011 Tasarruf Mevduati Sigorta Fonu v Merrill Lynch Bank and Trust Company (Cayman) Limited & Others, heard 31 January – 1 February 2011 Curtis Francis Warren and Others v HM Attorney General for the Bailiwick of Jersey, heard 9 – 10 February 2011 Edwin M Hughes v La Baia Limited (Anguilla),… [read post]
23 Jan 2011, 2:57 pm
We effectively train new hires to seasoned executives; startups and small businesses to established firms and charities including Mattel, Fisher-Price, Greenberg Glusker, RNC Genter, Enright Premier Wealth Advisors, SAK, the Arthritis Foundation, the Pancreatic Cancer Action Network, Bench International, Hall & Partners, NACVA (National Association of Certified Valuation Analysts), Barker Realty, Merrill Lynch and TD Ameritrade. [read post]
20 Jan 2011, 11:00 am
Diversification across the size and value risk dimensions proved rewarding in both US and non-US markets, particularly among small company stocks. [read post]
22 Dec 2010, 6:36 am
Many Fortune 500 companies have purchased Aprimo's software, such as Merrill Lynch, Warner Brothers, International Speedway Corp., and Target. [read post]
13 Oct 2010, 4:20 pm
Corporate Number: C2482873 Date Incorporated: October 18, 2002 Corporate Address: 1472 Marelen Drive, Fullerton, CA 92835 Current Corporate Status: SUSPENDED. [read post]
22 Jul 2010, 1:52 pm
Whitehill In In re Merrill Lynch & Co., Inc. and Merrill, Lynch, Pierce, Fenner; Smith Incorporated, __ S.W.3d __ (June 25, 2010 slip op.), the Texas Supreme Court conditionally granted mandamus relief in favor of Merrill Lynch, staying litigation against it by a non-signatory company when that company’s sister company that was a signatory to an arbitration agreement was also asserting identical… [read post]
10 May 2010, 11:30 pm
And not liquidators, whose task is to maximize a company’s assets by recovering its losses, or pursuing its debtors, or disputing disposals of its property. [read post]
30 Mar 2010, 10:06 am
” Gartenberg’s approach fully incorporates this understanding, insisting that all relevant circumstances be taken into account and using the range of fees that might result from arm’s-length bargaining as the benchmark for reviewing challenged fees. ... [read post]
30 Mar 2010, 8:53 am
Merrill Lynch Asset Management, Inc. [read post]
21 Feb 2010, 5:00 am
” Nevertheless, the company continued with the merger without disclosing any of Merrill’s losses. [read post]
1 Feb 2010, 6:36 am
The five units will be as follows: The Asset Management Unit to focus on investment advisers, investment companies, hedge funds and private equity funds; The Market Abuse Unit to focus on large-scale market abuses and complex manipulation schemes by institutional traders, market professionals and others; The Structured and New Products Unit to focus on complex derivatives and financial products, such as credit default swaps, collateralized debt obligations and other securitized products;… [read post]
18 Jan 2010, 8:00 am
The Commission's complaint alleges the failure of BofA to disclose substantial losses incurred by Merrill Lynch just before the shareholder vote on December 5. [read post]
5 Jan 2010, 1:33 am
The settlements include not only the outsized Merrill Lynch settlements (about which refer here), but also include significant settlements in other cases as well, including the Beazer Homes and Accredited Home Lenders cases. [read post]
9 Dec 2009, 6:55 am
Incorporated, Goldman Sachs & Co., Bear Stearns Companies, Inc., Bank of America Securities LLC, Bank of New York, Citigroup Inc., Credit Suisse (USA) Inc., Deutsche Bank Securities, Inc., Merrill Lynch, Pierce, Fenner & Smith, Inc., and UBS Financial Services, Inc. [read post]
9 Nov 2009, 12:00 am
It wasn't performance-related, says corporate spokesman Robert Stickler, and it wasn't related "to any advice he was giving on the Merrill Lynch merger. [read post]
30 Oct 2009, 5:00 am
Merrill Lynch Asset Management. [read post]
25 Oct 2009, 3:10 pm
Morgan and Merrill Lynch provided fairness opinions in favor of the deal. [read post]
16 Sep 2009, 1:47 pm
This list includes newly incorporated companies in Massachusetts (so-called "domestic corporations") as well as companies organized in other states that have filed to do business in Massachusetts (so-called "foreign corporations"). [read post]
