Search for: "Merrill Lynch Government Securities, Inc."
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24 May 2010, 7:30 am
” Merrill Lynch, Pierce, Fenner & Smith, Inc. v. [read post]
10 May 2010, 11:30 pm
Nor are lawyers immune from such collateral litigation12 – not least those who gave insufficiently qualified opinions as to governing law and jurisdiction. [read post]
5 May 2010, 7:41 am
Morgan Chase & Co.; Merrill Lynch and its parent, Bank of America Corp.; Citigroup Inc.; and Barclays PLC. [read post]
6 Apr 2010, 1:58 am
" Merrill Lynch Auction Rate Securities Litigation: In a March 31, 2010 ruling (here), Judge Loretta Preska granted the motion of defendants to dismiss the auction rate securities litigation that had been filed against Merrill Lynch and related entities. [read post]
31 Mar 2010, 9:41 am
Well before Bank of America’s acquisition of Merrill Lynch was completed on Jan. 1, 2009, Paulson and Federal Reserve Chairman Ben Bernanke had learned of billions of dollars of losses at Merrill that had not been disclosed. [read post]
31 Mar 2010, 6:18 am
Merrill Lynch Asset Management, Inc., 694 F.2d 923 (2d Cir. 1982), which held that to violate Section 36(b) “the adviser-manager must charge a fee that is so disproportionately large that it bears no reasonable relationship to the services rendered and could not have been the product of arm’s-length bargaining. [read post]
26 Feb 2010, 5:00 am
How To Write a Code of Ethics by Josh Spiro in Inc. [read post]
19 Feb 2010, 2:29 pm
Private-label securities are based on mortgage loans that did not meet the lending standards of a government-sponsored entity, such as Fannie Mae or Freddie Mac. [read post]
1 Feb 2010, 6:36 am
Khuzami announced plans to create five specialized units dedicated to particular areas of the securities industry and securities law. [read post]
8 Jan 2010, 7:46 am
Mozilo was indicted for fraud: The Securities and Exchange Commission announced on Thursday [June 4, 2009 - Ed.] it has filed civil-fraud charges against former Countrywide Financial CEO Angelo Mozilo in what would be the highest-profile government legal action against a chief executive that has arisen so far from the financial crisis. [read post]
2 Dec 2009, 5:51 am
Bank of America/ Merrill Lynch settlement negotiation. [read post]
9 Nov 2009, 12:00 am
It wasn't performance-related, says corporate spokesman Robert Stickler, and it wasn't related "to any advice he was giving on the Merrill Lynch merger. [read post]
7 Nov 2009, 9:21 am
On Jan. 1, 2009, Merrill Lynch & Co. [read post]
2 Nov 2009, 2:33 pm
The justices are considering the impact of the federal law that governs the mutual fund industry and its $10 trillion in assets. [read post]
22 Oct 2009, 1:42 am
Inc. [read post]
14 Oct 2009, 2:21 am
OR STATE GOVERNMENT WORKS
[read post]
14 Oct 2009, 1:42 am
SEC Broadens Inquiry Into Bank of America's Merger With Merrill
Corporate Counsel
The Securities and Exchange Commission is broadening its inquiry into the merger of Bank of America and Merrill Lynch. [read post]
25 Sep 2009, 7:54 am
Defendants include, but are not limited to, Merrill Lynch & Co., Inc., Morgan Stanley, JP Morgan Chase & Co., Bear Stearns & Co., Inc., AIG Financial Products Corp., UBS AG, and Piper Jaffray & Co. [read post]
22 Sep 2009, 7:28 am
Everyone wants to know what happened in the BofA and Merrill Lynch merger, no one more than Congress, even if that means lifting the veil of privilege. [read post]
16 Sep 2009, 1:32 am
It wasn't performance-related, says corporate spokesman Robert Stickler, and it wasn't related "to any advice he was giving on the Merrill Lynch merger. [read post]
