Search for: "MetLife Securities, Inc."
Results 101 - 120
of 124
Sort by Relevance
|
Sort by Date
17 Nov 2011, 10:11 pm
Green Power Purchasing: Adobe Systems Inc., Allegheny College, Datapipe, Inc., Franklin & Marshall College, Jackson Family Wines, Mercyhurst College, MetLife, Santa Clara University, State Street Corporation, and the University of Central Oklahoma On-site Generation: City of San Francisco and SC Johnson & Son The City of San Francisco, Intel Corporation, Kohl’s Department Stores, and Staples are all previous winners of EPA’s Green Power Leadership… [read post]
2 May 2011, 11:23 pm
Paul Richard Soto, formerly with Metlife Securities Inc. in Sacramento, California, was suspended from association with any FINRA member for 10 business days and fined $5,000 in connection with a finding that he exercised discretions in customer accounts without written authorization from his firm. [read post]
11 Nov 2010, 9:14 am
, Catherine Kinney, a Director at Metlife Inc.; MSCI, Inc. and NetSuite Inc., GE’s Michael McAlevey, and Ann Yerger of the Council of Institutional Investors. [read post]
30 Oct 2010, 10:20 am
Other companies including American International Group Inc., MetLife Inc. and Lincoln National Corp. have also recently applied for or received approval for rate rises ranging from 10% to 40%. [read post]
30 Oct 2010, 10:20 am
Other companies including American International Group Inc., MetLife Inc. and Lincoln National Corp. have also recently applied for or received approval for rate rises ranging from 10% to 40%. [read post]
7 Aug 2010, 12:25 pm
It has subpoenaed a number of companies including Northwestern Mutual, Prudential Financial, Inc, MetLife, inc., New York Life Insurance Company, Genworth Financial and Unum Group. [read post]
21 Jul 2010, 2:35 pm
New York-based insurer MetLife estimates the total costs of elder fraud comes to more than $2.6 billion a year. [read post]
9 Jul 2010, 3:18 pm
Carlos Suazo of Marina del Rey, California, formerly with MetLife Securities, Inc. in Los Angeles, California, was barred from association with any FINRA member in any capacity for misusing $12,000 in customer funds that were supposed to be used to purchase a variable annuity. [read post]
14 Jun 2010, 4:37 am
Maher sent a letter to her superiors concerning the “security of the library. [read post]
8 Jun 2010, 7:34 pm
A seaman is a person who does the work of a vessel, McDermott International, Inc. v. [read post]
3 Mar 2010, 2:01 pm
MetLife, 2008 DJDAR 5285, holding that the conflict of interest was merely a factor in the analysis. [read post]
2 Dec 2009, 9:16 am
Cosgrove Law, LLC recently filed a FINRA arbitration action against MetLife Securities, Inc. [read post]
18 Nov 2009, 11:46 am
FINRA announced today that it has fined MetLife Securities, Inc., and three of its affiliates a total of $1.2 million for failing to establish an adequate supervisory system for the review of brokers' email correspondence with the public. [read post]
21 Jul 2009, 8:47 am
" The suit is against MetLife Co. and MetLife, Inc. [read post]
7 Feb 2009, 9:30 am
Last week I attended a function entitled, "Supporting Diversity in Government Contracting of Outside Legal Services: Challenges and Opportunities" held at the Association of the Bar of the City of New York.Participants on the various afternoon panels included Richard Meade, Chief Legal Officer of Prudential Financial Inc., and Paul Cellupica, Chief Counsel of Securities Regulation and Corporate Services at MetLife, Inc. [read post]
14 Oct 2008, 12:54 pm
After MetLIfe announced that it expects to report $600M in operating earnings for the third quarter of 2008, Prudential Financial Inc. [read post]
31 May 2008, 10:17 pm
(acquired by Manulife Financial Corporation), The Walt Disney Company, TD Bank Financial Group, The Bank of New York Mellon Corporation, Hudson United Bancorp (acquired by TD Bank Financial Group), United Parcel Service, Inc., Wachovia Corporation, MetLife, Hudson City Bancorp, Eastman Kodak Company, Burlington Resources (acquired by ConocoPhillips Inc.), Providian Financial (acquired by Washington Mutual, Inc.), Penn Fed Financial (acquired by New York Community… [read post]
23 May 2008, 10:07 am
Metlife, Inc., 8 N.Y.3d 359 (2007). [read post]
22 Nov 2007, 8:50 pm
You don’t need to stand in line at 2AM at Best Buy to get one of these in-house counsel jobs: General Counsel - Latin America - Franklin Templeton, Miami, FL Counsel - Hyundai, Montgomery, AL Licensing and Corporate Counsel - Avid Technology, Daly City, CA Associate General Counsel - Carnival Cruise Lines, Miami, FL Staff Attorney - LG Electronics, San Diego, CA Compliance Manager - Confidential, New York, NY (Near Wall Street) Attorney - IT/Transactions - Confidential, NY, NY (Downtown)… [read post]
15 Oct 2007, 2:03 pm
The SEC said that defendant Kevin James Dunn Jr., then an employee of MetLife Securities Inc., was friends with the widow and convinced her to invest her terror-attack compensation funds with him and MetLife. [read post]
