Search for: "Michael S. Piwowar"
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13 Dec 2016, 6:23 am
The other two commissioners, Kara Stein and Michael Piwowar, are democrat and republican, respectively. [read post]
12 Oct 2015, 8:28 am
Gallagher and Michael S. [read post]
23 Feb 2017, 8:21 am
However, according to the Journal report, acting SEC Chairman Michael Piwowar ordered the authority to be centralized exclusively with the Director of Enforcement. [read post]
24 Mar 2017, 6:26 am
However, Michael Piwowar, the current SEC Chairman, has expressed opposition to the proposal. [read post]
9 Sep 2015, 8:53 am
Gallagher and Michael S. [read post]
9 May 2017, 11:41 am
Will the new Chairman preserve the directive reportedly issued by former Acting Chairman Michael Piwowar to re-centralize authority to issue formal orders of investigation? [read post]
13 Jun 2017, 6:02 am
Earlier this year, acting Securities and Exchange Commission (SEC) Chair Michael Piwowar took the unusual step of requesting additional comments on the cost and burden of complying with the already approved CEO pay ratio rule, which would require companies to disclose the ratio of CEO pay to that of the median employee. [read post]
6 Oct 2015, 5:31 pm
In a statement, commissioners Daniel Gallagher and Michael Piwowar wrote, “Given the clear disclosure of the inflation rate assumptions in the slideshow presentation, we find that a reasonable investor would not have believed that actual historical rates of inflation were used in the back-tests. [read post]
19 Jun 2017, 3:13 am
Regarding pay ratio, we think Acting Chairman Michael S. [read post]
16 Oct 2013, 9:17 pm
” [Reuters] The measure, pushed by labor advocates, was prescribed as part of the maximalist-regulation Dodd-Frank law, but opponents say the SEC majority is requiring needlessly costly compliance methods: “Proponents have acknowledged the sole objective of the pay ratio is to shame CEOs, but the shame from this rule should not be put on CEOS- it should be put on the five of us,” said Republican commissioner Michael Piwowar. [read post]
14 May 2018, 5:27 pm
This idea, which has been percolating for years, received a significant boost in a statement last summer from outgoing SEC Commissioner Michael Piwowar, in which he suggested that the SEC would favorably view submissions by IPO companies that included bylaw provisions requiring mandatory arbitration of securities claims. [read post]
24 Feb 2015, 5:04 pm
Commissioner Michael Piwowar articulated his priorities for making the SEC more fair, orderly, and efficient. [read post]
29 May 2015, 10:48 am
Here’s the conference description: A well-functioning financial system is a key ingredient in a well-functioning economy. [read post]
10 Jul 2018, 5:00 am
Outgoing Commissioner Michael Piwowar, however, spoke favorably last year about companies including mandatory arbitration clauses in their charters. [read post]
24 Nov 2014, 3:53 pm
Commissioner Michael Piwowar signaled his support of this idea, saying that one size does not fit all in market regulation and the Commission should do whatever it can to remove regulatory obstacles to small business market liquidity.State preemption. [read post]
29 Apr 2018, 3:03 pm
This idea, which has been percolating for years, received a significant boost in a statement from SEC Commissioner Michael Piwowar. [read post]
14 Jul 2018, 5:17 am
House of Representatives from proposing legislation to expand the definition in December 2016, and SEC Chairman Michael Piwowar from speaking on the need for reform of the definition in February 2017. [read post]
1 Aug 2017, 3:03 am
Both would join an SEC down to just three members: Democrat Kara Stein, Republican Michael Piwowar, and Jay Clayton, the chairman, who is an independent. [read post]
10 Nov 2020, 7:19 am
By Mark S. [read post]
12 Feb 2015, 3:48 am
The SEC’s two Republican commissioners, Daniel Gallagher and Michael Piwowar, who voted against the rules in January, lodged another dissent to the amended text. [read post]
