Search for: "Mutual Benefit Funding"
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14 Feb 2023, 6:30 am
In the fourth quarter of 2019, the assets of ESG-based mutual funds stood globally at nearly $1 trillion. [read post]
14 Feb 2023, 6:30 am
In the fourth quarter of 2019, the assets of ESG-based mutual funds stood globally at nearly $1 trillion. [read post]
27 May 2009, 1:05 am
The so-called Generating Retirement Ownership Through Long-Term Holding Act of 2009, would exclude mutual fund capital gain dividend income from gross income if the dividend is reinvested in the mutual fund. [read post]
29 Oct 2008, 11:11 am
This appears to be significantly less that the percentage of the losses suffered by stock markets in general and many of the mutual funds available to the public.The Comptroller said the decline in the Fund's asset values would have no impact on benefits being paid to retired members of the New York State Employees' Retirement System and their beneficiaries.He also noted that employer retirement contribution rates for members of the System are set… [read post]
28 Jan 2013, 6:15 am
As of April 1, LPL reps no longer can source those kinds of mutual funds directly from a fund sponsor such as ProFund Advisors LLC or Rydex Funds. [read post]
2 Nov 2009, 8:32 am
Rather than following the industry practice of decreasing its fee rate as fund assets grew, however, Harris increased its rate and otherwise denied Oakmark shareholders the benefits of economies of scale enjoyed by mutual fund advisers as assets grow, according to shareholders' complaint. [read post]
14 Sep 2018, 9:10 am
Soon after, we should know more on the timing for implementing the substantive revisions to SSAP 30 and the look-thru for mutual fund assets. [read post]
27 Dec 2009, 9:56 am
In 2006, at the time of their agreement, each of the parties received the benefit of his and her bargain. [read post]
15 Aug 2017, 3:00 am
Country Mutual Insurance Co., 387 Ill.App.3d 796 (2008). [read post]
5 Nov 2013, 11:59 am
Florida courts also hold that publicly traded stocks, bonds, and mutual funds purchased with worker's compensation benefits remain exempt. [read post]
Volcker Board Proposes Changes in Taxation of Investment Funds as Part of Reforming Federal Tax Code
29 Aug 2010, 10:13 am
This option would alsohelp improve compliance as over time all mutual-fund gain information would be computed and reported by mutual funds. [read post]
17 Jul 2015, 10:29 am
Most of the time, the interests of a financial advisor align with the interest of the investor in terms of benefiting from fund growth, he noted. [read post]
3 Feb 2016, 5:00 am
Pursuant to Rule 12b-1 under the Investment Company Act of 1940, payments made by mutual funds (“funds”), to financial intermediaries from fund assets for the distribution of fund shares must be paid pursuant to a Rule 12b-1 plan that has been approved and adopted by the fund’s shareholders and Board of Directors (“Board”). [read post]
4 Nov 2011, 6:20 am
The following are the key issues discussed by Director Rominger: The benefits of an optional variable annuity summary prospectus, similar to the successful optional mutual fund summary prospectus provided for by SEC regulations adopted in 2009. [read post]
28 Nov 2011, 7:19 am
What Are the Benefits of Managing a Registered Fund? [read post]
28 Nov 2011, 10:11 pm
In some situations, the company essentially will be funding the former employee’s ensuing litigation against his former employer. [read post]
2 Feb 2007, 5:04 am
The SEC is charging Clarion Management LLP and its hedge fund manager, John Fife, with allegedly buying variable annuity contracts, with the intention of taking part in market timing in mutual funds on behalf of the hedge fund. [read post]
2 Jun 2020, 5:43 am
Bancorp Pension Plan filed suit in 2013 claiming that plan fiduciaries engaged in misconduct, failed to diversify investments and invested in high-risk equities, including a proprietary mutual fund, that caused $750 million in losses. [read post]
23 Sep 2019, 12:47 pm
Michigan RIA, Sigma Planning, reportedly sanctioned for mutual fund conflicts Sigma Planning Corp., based in Ann Arbor, Michigan, has reportedly reached a settlement with the Securities and Exchange Commission in which the firm will pay $2.5 million in fines and restitution to clients after it faced charges that it allegedly chose mutual funds for clients that gave the firm financial benefits without disclosing its conflicts to clients. [read post]
25 Aug 2008, 6:04 pm
According to the Jamaican press, Canada has given $1.5 million in funds forfeited from a defendant convicted of trafficking drugs from from Jamaica to Canada,; Canada and Jamaica cooperated pursuant to a Mutual Legal Assistance Treaty. [read post]
