Search for: "Mutual Fund 20"
Results 101 - 120
of 1,418
Sorted by Relevance
|
Sort by Date
17 Jul 2012, 6:20 pm
Many 401ks do not offer enough low cost mutual funds such as index funds. [read post]
20 Jan 2009, 9:57 am
The State Street Corporation, the mutual fund giant and institutional money manager, on Tuesday became the latest financial institution to come under pressure after reporting substantial losses on bonds and other investments, The New York Times's Zachery Kouwe reports. [read post]
3 Aug 2017, 8:08 am
The Division oversees the $70 trillion dollar asset management industry, which includes mutual funds; exchange-traded funds; closed-end funds; variable insurance products; business development companies and investment advisers. [read post]
2 Aug 2021, 6:39 am
., LL.M.Great-West Capital Management has again prevailed on claims that the investment adviser and an affiliate breached their fiduciary duties to retirement plan investors by charging excessive mutual fund fees in violation of Investment Company Act Section 36(b). [read post]
2 Nov 2011, 6:44 am
What is the critical factor for success in the U.S. mutual fund industry? [read post]
14 May 2020, 1:54 pm
The latest issue of the International Criminal Law Review (Vol. 20, no. 2, 2020) is out. [read post]
8 Nov 2023, 10:14 pm
Unlike traditional mutual funds, shares of ETFs typically trade throughout the day on a securities exchange at prices established by the market. [read post]
23 Mar 2018, 6:23 am
Morley (Yale Law School), on Tuesday, March 20, 2018 Tags: Arbitrage, Disclosure, Exchange-traded funds, Innovation, Investor protection, Management, Market efficiency, Mutual funds, Risk, Risk disclosure, SEC, Securities regulation, Systemic risk Corporate Governance: On the Front Line of America’s Cyber War Posted by Robert J. [read post]
23 Oct 2020, 6:03 am
The Persistence of Fee Dispersion among Mutual Funds Posted by Michael J. [read post]
15 May 2013, 1:38 pm
The Securities and Exchange Commission and the Commodity Futures Trading Commission have adopted rules that require most broker-dealers, mutual funds, investment advisers, and certain other regulated entities to create programs to prevent identity theft. [read post]
11 May 2012, 6:27 pm
He is the ex-outside counsel for now defunct Mutual Benefits Corp. [read post]
20 Jun 2010, 8:28 am
mutual fund assets. [2] U.S. and European based money market funds play a critical role in the U.S. and the world economy, and although they may have taken somewhat different paths in their economic and regulatory development in Europe, there are more similarities than differences. [read post]
27 Aug 2021, 6:01 am
Posted by the Harvard Law School Forum on Corporate Governance, on Friday, August 27, 2021 Editor's Note: This roundup contains a collection of the posts published on the Forum during the week of August 20–26, 2021. [read post]
12 Feb 2016, 9:19 am
In the past year, investors have lost $20 billion in publicly traded in master limited partnerships, publicly traded oil funds. [read post]
23 Mar 2020, 6:56 am
” Bloomberg interviewed a consultant who stated the obvious, “’a reasonably intelligent investor who had seen the markup would have some questions,’ said Steven Kelman, a Canadian investment consultant, who once advised a mutual fund dealer to avoid a Walton investment vehicle. [read post]
10 Oct 2011, 12:48 pm
In the third installment, I began to describe the second element, which is that no more than 20% of the fund’s total assets (including committed but not yet invested capital) can be invested in assets that are not “qualifying investments” or “short term holdings. [read post]
25 Oct 2016, 1:54 pm
Partner Ildiko Duckor, who is co-leader of the firm’s Investment Funds & Investment Management practice, accepted the honor at the awards ceremony, which was held at New York’s Cipriani restaurant on October 20. [read post]
24 Sep 2009, 10:37 am
Ficken was in his 20s when he started working with brokers in Prudential's Boston office in 2001 to market time mutual funds, or rapidly trade to take advantage of small differences in prices of the underlying holdings. [read post]
10 Mar 2015, 4:00 am
The following are various hedge fund events happening this month. [read post]
10 Mar 2015, 4:00 am
The following are various hedge fund events happening this month. [read post]
