Search for: "Mutual Fund 7"
Results 101 - 120
of 1,354
Sorted by Relevance
|
Sort by Date
10 May 2016, 3:00 am
Highland Capital Management was the manager of Highland Credit Strategies Master Fund, LP, a Bermuda mutual fund company. [read post]
1 May 2014, 3:00 am
Location: Dublin, Ireland Date: May 29-30, 2014 Sponsor: Financial Research Associates Event: Mutual Fund Distribution Forum Location: Boston, MA **** Cole-Frieman & Mallon provides legal services for hedge fund managers and other groups within the investment management industry. [read post]
4 Jan 2010, 11:30 am
Variable annuities are, simply, cash vehicles that offer the purchaser some tax advantages over CD's or mutual funds. [read post]
17 Jul 2019, 8:17 am
The trouble with alternative investment products, like USEDC 2018 B Drilling Fund LP, is that they involve a much greater degree of risk compared to traditional investments, such as stocks, bonds or mutual funds. [read post]
20 Jun 2010, 8:28 am
mutual fund assets. [2] U.S. and European based money market funds play a critical role in the U.S. and the world economy, and although they may have taken somewhat different paths in their economic and regulatory development in Europe, there are more similarities than differences. [read post]
22 Oct 2007, 8:16 pm
"[7]. [read post]
10 May 2023, 12:55 pm
Investment Company Act of 1940 The Investment Company Act of 1940 “regulates the organization of companies, including mutual funds, that engage primarily in investing, reinvesting, and trading in securities, and whose own securities are offered to [investors]. [read post]
14 Oct 2010, 8:35 am
After interviewing more than 30 representatives of various funds including public, corporate and union, the Council of Institutional Investors has identified seven ways public companies can organize their annual meetings “for the mutual benefit of the company and its shareholders. [read post]
7 Aug 2023, 2:20 am
The post Early Edition: August 7, 2023 first appeared on Just Security.The post Early Edition: August 7, 2023 appeared first on Just Security. [read post]
10 Oct 2009, 2:45 am
Q-7: Must all fiduciaries be bonded? [read post]
26 Jun 2022, 1:01 pm
The Securities and Exchange Commission charged BNY Mellon Investment Adviser, Inc. with misstatements and omissions about ESG considerations for certain mutual funds that it managed. [read post]
15 Oct 2009, 4:31 pm
FBR Capital Markets analyst Matt Snowling says the Wells notice could directly impact current and upcoming arbitration claims and litigation from investors who sustained losses from Schwab's two fixed-income mutual funds. [read post]
18 Aug 2016, 11:05 am
These are divided into four action areas: (1) the board (pp. 4-5); (2) shareholder rights and equitable treatment of shareholders (pp. 6-7); (3) reporting, accounts and audit (pp. 8-9); and (4) sustainable business practices (p. 9).The relationship with the board is framed in terms of mutual obligation built around substantial spaces for discretionary decision making by by the board. [read post]
13 Jun 2011, 8:37 am
First Derivative Traders case, that a mutual fund management company cannot be held liable for the alleged misstatements in the prospectuses of the mutual funds that the management company administered. [read post]
30 Mar 2010, 7:36 am
The Court embraces what is called the “Gartenberg standard” on the degree to which investment advisers to mutual funds control the fees they pay for investments advice. [read post]
30 Aug 2017, 10:01 am
They are typically sold as unregistered securities which lack the same regulatory oversight as more traditional investment products like stocks, bonds or mutual funds. [read post]
30 Aug 2009, 8:05 pm
The investments included private placements, mutual funds and low-priced securities. [read post]
15 Apr 2008, 11:46 am
Auction-rate bonds allowed issuers such as municipalities, hospitals and closed end mutual fund to issue debt maturing in as long as 40 years at short-term rates that reset every 7, 28, or 35 days through an auction. [read post]
28 Dec 2017, 10:12 am
Private placement investments generally involve a much greater degree of risk compared to traditional investments, such as stocks, bonds or mutual funds. [read post]
27 Dec 2016, 7:42 pm
Based on 2016 performance of individual investments in seven major investment classes — mutual funds, ETFs, large-cap stocks, IPOs, commodities, currencies, and fixed income mutual funds — 24/7 Wall St. reviewed the best and worst investments in 2016. [read post]
