Search for: "National Capital Management, LLC"
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30 Mar 2023, 10:04 am
Many of the investors were foreign nationals who lost their life savings. [read post]
30 Mar 2023, 6:52 am
Specifically, FSC Securities, Royal Alliance, SagePoint Financial and Woodbury Financial allegedly negligently failed to communicate to investors that in an offering that GPB Capital Holdings, LLC failed to timely make required filings with the Securities and Exchange Commission, including filing audited financial statements. [read post]
22 Mar 2023, 12:52 pm
So it was a big mistake by the portfolio manager, people are claiming that there’s fraud here. [read post]
20 Mar 2023, 11:59 am
” published on Jan. 25, 2021, one of the portfolio managers was asked about the risks of possibility of write-offs for investors and said that “principal trigger levels on contingent capital are low… the average European bank would need to lose almost two-thirds of its capital to breach contractual triggers. [read post]
17 Mar 2023, 3:33 pm
The FDIC initiates a Structured Transaction by forming an investment vehicle (typically an LLC) into which it contributes assets from one or more failed institutions in return for the equity interest in the LLC. [read post]
12 Mar 2023, 2:14 pm
In Broidy Capital Management LLC v. [read post]
9 Mar 2023, 2:16 pm
Caz Craffy (CRD# 5222223, a/k/a Carz Levinski Craffey) is a former broker last employed with Monmouth Capital Management LLC (CRD#:290248) of Point Pleasant Beach, NJ. [read post]
24 Feb 2023, 3:00 am
National/Federal Trump Spent $10 Million From His PAC on His Legal Bills Last Year DNyuz – Maggie Haberman (New York Times) | Published: 2/21/2023 Former President Trump spent roughly $10 million from his PAC, Save America, on his own legal fees last year. [read post]
22 Feb 2023, 1:07 pm
Disclosure is limited even for the two well-known, publicly traded litigation fund managers, Burford Capital and Omni Bridgeway; it is sparser still—and highly self-selective—for all the private funds involved. [read post]
13 Feb 2023, 5:59 am
Under the LLC Act, a person who participates materially in the management of the limited liability company, irrespective of whether the governing LLC agreement formally names such person(s) as a manager, constitutes an acting manager. [read post]
9 Feb 2023, 11:27 am
You are paying capital gains taxes when your account value is decreasing. [read post]
7 Feb 2023, 5:27 am
In this episode you’ll learn about: How the venture capital model of funding contributes to tech’s reticence on civic engagement. [read post]
7 Feb 2023, 3:03 am
About Younts Consulting Younts is a nationally recognized premier content management company focused on the needs of law firms, corporate legal, and government entities. [read post]
4 Feb 2023, 6:30 am
We engaged on key ESG issues such as climate change, community relations and human capital management. [read post]
4 Feb 2023, 6:30 am
We engaged on key ESG issues such as climate change, community relations and human capital management. [read post]
1 Feb 2023, 9:05 pm
Strategic acquirors that have thoughtfully managed their balance sheets and private equity funds that have ample dry powder may be eager to pursue tech (and other) targets that would have previously been out of reach at the much higher valuations many companies enjoyed in 2021. [read post]
1 Feb 2023, 7:01 am
Mackenzie Capital Management reportedly specializes in discounted real estate securities and asset management, according to its website. [read post]
31 Jan 2023, 7:28 am
According to his FINRA Broker Report, Craffy was affiliated with the following firms during his career, 04/26/2021 – 11/11/2022, MONMOUTH CAPITAL MANAGEMENT LLC (CRD#:290248), POINT PLEASANT BEACH, NJ, B, 05/02/2017 – 03/05/2021, NEWBRIDGE SECURITIES CORPORATION (CRD#:104065), MORRISTOWN, NJ B, 10/01/2012 – 04/13/2017, NATIONAL SECURITIES CORPORATION (CRD#:7569), MORRISTOWN, NJ According to his broker… [read post]
22 Jan 2023, 4:04 pm
And that state and local government activity targeting building owners lies beneath the surface of national ESG mandates aimed at the businesses that are tenants which new laws are in many instances GHG emission disclosure heavy. [read post]
10 Jan 2023, 7:39 am
The White Law Group, LLC is a national securities fraud, securities arbitration, investor protection, and securities regulation/compliance law firm with offices in Chicago, Illinois and Seattle, Washington. [read post]
