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13 Dec 2017, 1:47 pm
As part of its ongoing regulatory focus on variable annuity (“VA”) sales misconduct, the Financial Industry Regulatory Authority (“FINRA”) has recently barred a former Next Financial Group (“Next Financial”) (CRD# 46214) broker. [read post]
28 May 2010, 11:07 am
The Next Step for Finance Bill In the coming weeks, as the Washington Post reports, a group of senators and representatives will work together to reconcile the differences in content between the two bills, aiming for a version that Obama could sign into law. [read post]
5 Nov 2018, 7:42 am
Investment Adviser Douglas Simanski – Next Financial – Altoona, Pennsylvania Have you suffered losses investing with Douglas Simanksi and Next Financial Group? [read post]
15 Nov 2011, 9:30 am
According Investor Protection Trusts CEO Don Blandin, one in five people in the 65 and over age group have already been exploited. [read post]
9 Nov 2015, 12:07 pm
The post Financial Exploitation Finding Affirmed by Court of Appeals appeared first on Berk Law Group, PC. [read post]
9 Nov 2015, 12:07 pm
The post Financial Exploitation Finding Affirmed by Court of Appeals appeared first on Berk Law Group, PC. [read post]
13 Jun 2019, 8:42 am
Investment Adviser Douglas Simanski – Next Financial – Altoona, Pennsylvania Have you suffered losses investing with Douglas Simanski and Next Financial Group? [read post]
23 Sep 2022, 10:00 am
GGI (Geneva Group International) unites international and independent audit, accounting, law, and consulting firms with the joint potential to find the right solution for any specific problem and to resolve any financial, legal, and tax issues that may arise. [read post]
12 Sep 2011, 7:00 am
Do industry groups appear to be attempting to influence outcomes? [read post]
8 Aug 2018, 7:52 am
On 7 August 2018, a group of financial services regulators including the FCA, the Hong Kong Monetary Authority, the Autorité Des Marchés Financiers and the Ontario Securities Commission co-published a consultation document on a Global Financial Innovation Network (GFIN). [read post]
24 Oct 2023, 2:02 am
The next meeting is expected to take place in spring 2024 in Brussels. [read post]
22 Oct 2009, 9:38 am
(AIG); Citigroup Inc.; Bank of America Corporation; Chrysler Group, LLC; General Motors Company; General Motors Acceptance Corporation Financial Services (GMAC) and Chrysler Financial. [read post]
13 Dec 2017, 6:27 am
Cotter was formerly registered with Next Financial Group, Inc. [read post]
27 Sep 2009, 9:56 am
Paul Kanjorski recently warned that unless "additional safeguards" are put in place, the growing securitization of life insurance settlements could lead to the next financial crisis. [read post]
20 Mar 2020, 5:33 pm
appeared first on Symmes Law Group. [read post]
12 Jul 2017, 12:02 pm
In June 2016, Next Financial Group, Inc. [read post]
5 May 2021, 9:05 pm
In the next decade, this transformation will reach critical mass and do for regulation what digitization does for everything else—make it better, faster, and cheaper. [read post]
25 Dec 2022, 9:03 pm
Ministers in the U.K. government seek to enact the reform package next year.The post U.K. [read post]
1 Feb 2024, 11:51 am
This means the risks posed by intra-group interdependencies could be mitigated, however at present BigTech direct financial service provision does not threaten financial stability. [read post]
1 Feb 2024, 11:51 am
This means the risks posed by intra-group interdependencies could be mitigated, however at present BigTech direct financial service provision does not threaten financial stability. [read post]
