Search for: "North American Securities Administration Association"
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16 Jun 2023, 4:00 am
The caucus is distinctly American affair. [read post]
14 Jun 2023, 2:17 pm
The Social Security Administration is considering adding a third gender designation.Review —∙ Social Security Administration Change Sex Identification∙ Social Security Administration FAQ How do I change the sex identification on my Social Security record? [read post]
14 Jun 2023, 8:38 am
By Lene Powell, J.D.On June 15, the SEC, North American Securities Administrators Association (NASAA) and FINRA will cohost a webinar on the financial exploitation of senior citizens and other vulnerable adults. [read post]
9 Jun 2023, 9:44 am
Board Certified in Labor and Employment Law By the Texas Board of Legal Specialization, Scribe for the ABA JCEB Annual Agency Meeting with OCR, Chair-Elect of the ABA TIPS Medicine and Law Committee, Chair of the ABA International Section Life Sciences Committee, and Past Group Chair and current Welfare Plan Committee Chair of the ABA RPTE Employee Benefits & Other Compensation Group, former Vice President and Executive Director of the North Texas Health Care Compliance Professionals… [read post]
8 Jun 2023, 5:01 am
While several of the network participants have been jailed, three associates are still the subject of FBI wanted posters. [read post]
5 Jun 2023, 4:01 pm
In a year that saw in the downfall FTX the most spectacular company collapse since the 2008 market crash, regulators had already been kept busier than usual with enforcement actions.Both the Securities and Exchange Commission, which oversees Wall Street, and the North American Securities Administrators Association, which represents state and provincial regulators in [...] [read post]
5 Jun 2023, 1:41 pm
Board Certified in Labor and Employment Law By the Texas Board of Legal Specialization, Scribe for the ABA JCEB Annual Agency Meeting with OCR, Chair-Elect of the ABA TIPS Medicine and Law Committee, Chair of the ABA International Section Life Sciences Committee, and Past Group Chair and current Welfare Plan Committee Chair of the ABA RPTE Employee Benefits & Other Compensation Group, former Vice President and Executive Director of the North Texas Health Care Compliance Professionals… [read post]
2 Jun 2023, 4:00 am
But he said he also hoped the payments might help him secure a job. [read post]
31 May 2023, 7:19 am
By Suzanne CosgroveIn a letter commenting on a proposed FINRA pilot program that could make remote supervision of firms a bona fide alternative, the North American Securities Administrators Association (NASAA) has urged FINRA to take a more prescriptive approach toward risk assessments, written supervisory procedures and firms’ supervisory capabilities.FINRA’s proposed plan amends its Rule 3110 (Supervision) to adopt a voluntary, three-year… [read post]
30 May 2023, 7:26 am
The post Tips for Successful Management of Remote Employees appeared first on North Carolina Bar Association. [read post]
26 May 2023, 6:15 am
These bills – which are opposed by groups including the National Asian Pacific American Bar Association, where I previously served as Policy Director and continue to advise – raise significant concerns regarding the balancing of national security equities against civil liberties, federal preemption grounds, and present a host of unintended consequences with the potential to harm the economies of affected states. [read post]
24 May 2023, 5:16 pm
A newly announced Department of Health and Human Services Office of Civil Rights (“OCR”) Health Insurance Portability and Accountability Act (“HIPAA”) settlement agreement with a medical practice manager business associate highlights the need for health plans and other HIPAA covered entities ensure servers are properly secured and that that they and every third party administrator, technology, audit, accounting and other plan service provider with… [read post]
24 May 2023, 10:09 am
Nelson, J.D.The North American Securities Administrators Association sent a letter to House Republican and Democratic leaders urging them to put the brakes on a bundle of capital formation bills assembled largely by Republicans on the House Financial Services Committee. [read post]
18 May 2023, 9:05 pm
Food and Drug Administration (FDA). [read post]
18 May 2023, 3:28 am
The Biden administration, which must approve any transfers of the American-made planes, remains unconvinced that Ukraine needs the expensive jets. [read post]
17 May 2023, 11:05 am
” In light of the aggressive EEOC complaint and enforcement record, all employers covered by the ADA, the Rehabilitation Act or other EEO Laws should be concerned about their likely elevated exposure to COVID-19 associated disability or other related EEO Law charges and lawsuits. [read post]
15 May 2023, 1:54 pm
Board Certified in Labor and Employment Law By the Texas Board of Legal Specialization, Scribe for the ABA JCEB Annual Agency Meeting with OCR, Chair-Elect of the ABA TIPS Medicine and Law Committee, Chair of the ABA International Section Life Sciences Committee, and Past Group Chair and current Welfare Plan Committee Chair of the ABA RPTE Employee Benefits & Other Compensation Group, former Vice President and Executive Director of the North Texas Health Care Compliance Professionals… [read post]
11 May 2023, 3:00 am
Members include entrepreneurs, investors, and advisers who work with early stage private companies and smaller public companies – as well as the SEC’s Advocate for Small Business Capital Formation and three non-voting members appointed by each of the SEC’s Investor Advocate, the North American Securities Administrators Association (NASAA), and the Small Business Administration, as well as an observer appointed by the Financial… [read post]
5 May 2023, 12:22 pm
The North American Securities Administrators Association recently issued an advisory to investors regarding single stock ETFs. [read post]
5 May 2023, 4:00 am
Michel was also accused of trying to convince the Trump administration and the Justice Department to drop investigations into Low and assisting China in its efforts to have a dissident brought back to the country. [read post]
