Search for: "OXLEY v. STATE" Results 101 - 120 of 646
Sort by Relevance | Sort by Date
RSS Subscribe: 20 results | 100 results
15 May 2019, 7:21 pm
And the state, either as the traditionally conceived apex of political order, or as the repository of large aggregations of power within an international state system, now serves as a (but not the) nexus point for the regulatory power of technique. [read post]
11 Jan 2019, 6:30 am
Lamoreaux (Arizona State University), on Thursday, January 10, 2019 Tags: Audits, Disclosure, Engagement, Information environment, Internal control, Investor protection, Market efficiency, Oversight, Reporting regulation, Restatements, Risk oversight, Sarbanes–Oxley Act, SOX, SOX Section 404 Talking Governance with Donna Anderson Posted by Michael Flaherty and Patricia Figueroa, Gladstone Place… [read post]
3 Dec 2018, 5:00 am by John Jascob
In June, the Supreme Court agreed with Lucia that SEC ALJs are inferior officers of the United States and, thus, must be appointed in conformance with the Appointments Clause of the U.S. [read post]
25 Nov 2018, 9:01 pm by Tamar Frankel
The Sarbanes-Oxley Act of 2002 (SOX) prohibits issuers from retaliating against whistleblowers. [read post]
20 Aug 2018, 5:04 am by Kiel Brennan-Marquez
United States (rejecting an extremely broad theory of tax obstruction), Bond v. [read post]
19 Jul 2018, 10:59 am by Kish Law
 As a respected Senior Judge in New York wrote in the opening lines of his decision in United States v. [read post]