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27 Jun 2021, 6:16 pm
Editor’s Note: From time to time, ComplexDiscovery highlights publicly available or privately purchasable announcements, content updates, and research from cyber, data, and legal discovery providers, research organizations, and ComplexDiscovery community members. [read post]
19 May 2021, 12:22 pm
Pasquinelli took over as Acting Chief of the Office of the Whistleblower in April following the departure of longtime Chief Jane Norberg. [read post]
6 May 2021, 2:20 pm
In the US, the focus on individual accountability has been in evidence for years, with the UK only now perhaps about to catch-up with Sarbanes-Oxley-type reporting obligations. [read post]
15 Apr 2021, 2:35 pm
These proposed changes are motivated by a desire to move the UK closer to the Sarbanes-Oxley regime, which is seen as having improved reporting standards for listed US companies. [read post]
25 Mar 2021, 3:03 am
Last week, California’s Office of Administrative Law approved a new set of changes to the CCPA. [read post]
23 Feb 2021, 7:05 am
That law was passed as part of the Sarbanes-Oxley Act’s whistleblower reforms but has mostly remained unused by federal prosecutors. [read post]
20 Jan 2021, 9:50 am
” In addition to the provisions outlining the SEC and CFTC Whistleblower Programs, the Dodd-Frank Act included amendments to the whistleblower provisions of the Sarbanes-Oxley Act (SOX Act). [read post]
20 Jan 2021, 9:50 am
” In addition to the provisions outlining the SEC and CFTC Whistleblower Programs, the Dodd-Frank Act included amendments to the whistleblower provisions of the Sarbanes-Oxley Act (SOX Act). [read post]
14 Dec 2020, 3:03 am
The SEC’s Office of the General Counsel has a wide range of responsibilities – so Bob played a role in all of the rulemaking, enforcement and other activities that we cover in this blog. [read post]
4 Dec 2020, 1:08 pm
If an employer retaliates against an employee for engaging in protected activity, the employer may be subject to civil or criminal penalties under the FFCRA, the Fair Labor Standards Act, or the Sarbanes-Oxley Act. [read post]
21 Nov 2020, 7:26 am
We want to start by thanking the staff in the Division of Corporation Finance, Office of the General Counsel, Division of Economic and Risk Analysis, and Office of the Chief Accountant who have worked on this rule. [read post]
6 Nov 2020, 11:39 am
Statutes that could be applied to such destruction include 18 USC §1512(c)—a key provision added by the post-Enron reforms in Sarbanes-Oxley, which carries a sentence of up to 20 years—as well as 18 U.S.C. [read post]
29 Oct 2020, 3:03 am
Looking Back at 16 Years of ICFR Section 404 of the Sarbanes-Oxley Act requires companies to review internal control over financial reporting and report whether it’s effective. [read post]
26 Oct 2020, 6:19 am
Government instituted the Sarbanes-Oxley Act of 2002, and they created an entity known as the Public Company Accounting Oversight Board (PCAOB). [read post]
30 Sep 2020, 6:39 am
The post Whistleblower Protection Under the Sarbanes-Oxley Act appeared first on Dallas Employment Lawyer Blog. [read post]
25 Sep 2020, 6:17 am
Specifically, they argued that the SEC has the authority to protect internal whistleblowers under the Sarbanes-Oxley Act (SOX). [read post]
22 Sep 2020, 7:24 am
For example, an amendment to the Sarbanes-Oxley Act created a type of insider trading liability under Title 18 of the U.S. [read post]
17 Sep 2020, 5:57 pm
Ironically, some of those same critics see no problem campaigning for highly political elected district attorneys to remake state and local prosecutorial offices in their preferred progressive image, which often involves overriding the considered judgment of the career prosecutors and police officers. [read post]
28 Aug 2020, 6:15 am
In a previous piece, Kohn explained that “ensuring continued protection for internal whistleblowers can be fully accomplished under the existing regulatory and statutory provisions of the Sarbanes-Oxley Act. [read post]
27 Aug 2020, 8:16 am
In a press release from earlier this year, Jane Norberg, Chief of the SEC’s Office of the Whistleblower, highlighted the program’s success. [read post]
