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11 Feb 2022, 6:11 am
Posted by the Harvard Law School Forum on Corporate Governance, on Friday, February 11, 2022 Editor's Note: This roundup contains a collection of the posts published on the Forum during the week of February 4-10, 2022. [read post]
26 Feb 2014, 11:15 am
Form PF—Most RIAs must file an updated Form PF with the SEC annually within 120 days of fiscal year end. [read post]
22 Jun 2011, 3:51 pm
Under the SEC regulations, a foreign adviser can treat as a single client a corporation or partnership to which the adviser provides investment advice. [read post]
11 Apr 2020, 1:38 pm
Individuals, trusts, estates, corporations and other non-corporate tax filers qualify for the extra time. [read post]
25 Jan 2020, 12:08 pm
“Ownership” means voting power in a corporation, profits interest in a partnership, or beneficial interest in a trust. [read post]
21 May 2022, 11:11 am
necessity; access to capital, programs, markets; access to expertise; greater efficiencies; to find the missing pieces; testing ground/incubator for new ideas (before “institutionalizing” at the charity/program level); pursue aligned and impactful (but no necessarily charitable) goals; leverage and expend mission reachTypical vehicles:501(c)(3) – private foundations, public charities, DAFs, supporting organizationsMust be careful about any assets put into a 501(c)(3) organization,… [read post]
2 Sep 2011, 7:34 pm
She also conducted internal corporate investigations. [read post]
28 May 2021, 6:56 am
Rodney Repko Lincoln Financial Advisors Corporation Valic Financial Advisors, Inc. [read post]
26 Oct 2023, 8:35 am
Pruco Securities LLC Madison Avenue Securities, LLC Jack McBride Newbridge Securities Corporation B. [read post]
21 Jun 2016, 12:21 pm
Despite the fact that applicable laboratories will be defined by NPI, CMS expects that reporting will be done at the TIN level (i.e., the reporting corporate entity will report payor data on all laboratories under a common TIN). [read post]
12 May 2023, 11:06 am
If your organization can’t file Form 990, 990-EZ, or 990-PF by May 15, request an extension from the #IRS. [read post]
5 Jan 2015, 3:31 pm
Section 16 filings are required for “corporate insiders” (including beneficial owners of 10% or more of a registered voting equity security). [read post]
2 Mar 2012, 4:26 pm
Form PF. [read post]
13 Sep 2017, 6:17 pm
No private inurement No excessive compensation (e.g., excess benefit transactions) Executive compensation Payment to related for-profits Public charity vs. private foundation No substantial lobbying / no lobbying (PF) No political campaign intervention (But Johnson Amendment repeal?) [read post]
19 Apr 2012, 7:42 pm
He concentrates his practice in the areas of corporate, securities, and health law, and frequently writes and speaks on topics such as corporate compliance, governance and business and nonprofit law and ethics.) [read post]
24 Mar 2017, 8:46 am
The trigger was the aggregation of people and capital represented by the corporation. [read post]
28 Apr 2022, 5:04 pm
Proposed Rule, Amendments to Form PF To Require Current Reporting and Amend Reporting Requirements for Large Private Equity Advisers and Large Liquidity Fund Advisers Large hedge fund advisers SEC File a current report via Form PF when a hedge fund that the adviser advises, with a net asset value of at least $500 million, experiences certain stress events. [read post]
29 Jul 2023, 11:24 am
Registrants must report annually by filing Form RRF-1 with the applicable renewal fee along with either IRS Form 990 (-EZ/PF) or Form CT-TR-1. [read post]
16 Mar 2021, 7:59 am
Restrictive covenants that were tied to the vesting and exercise schedules pf securities awarded through United Healthcare’s employee incentive programs were not reasonable, a federal court held recently. [read post]
1 Jun 2015, 9:56 am
However, except for private foundations (Form 990-PF filers) and section 527 political organizations, public disclosure of the names and addresses of contributors set forth on Schedule B generally is not required, and the Schedules B of those organizations typically do not appear when posted online. [read post]
