Search for: "Principal Global Investors Trust Company"
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14 Mar 2012, 9:10 am
The massive fraud that was put forth by Bernard Madoff is very personal to me and it hurt many of my constituents and certainly violated the trust of the public for the industry. [read post]
22 Jan 2012, 3:53 pm
Of the 11 most bailed out banks, about 6 have never been able to make their payments, and 2 more are making on time payments after being allowed to become bank holding companies in name only so they could borrow unlimited amounts from the Fed’s discount window at zero percent interest, said Bail Worstoff, the consumer’s global head-case for unstructured thinking. [read post]
16 Jan 2012, 10:05 pm
S&P's granting of triple AAA ratings to companies and investment vehicles that turned into junk ratings caused $2 trillion in losses to everyone that relied on them-basically, everyone. [read post]
15 Dec 2011, 6:25 am
The essay is divided into three principal parts. [read post]
14 Dec 2011, 3:52 pm
Web sites seeking to list companies must register with the regulators and provide investors the basic information about the companies they list. [read post]
12 Dec 2011, 5:30 pm
We issue debt securities to the global capital markets to fund the purchase of mortgages and mortgage-related securities we hold as an investor. [read post]
28 Nov 2011, 8:57 pm
In the case of MF Global, five principal rules applied. [read post]
21 Nov 2011, 12:49 am
In June 2009, the trustee for the Summit Accomodators Liquidation Trust filed a civil action against Umpqua Bank, alleging that the bank knowingly aided and abetted the principals of Summit in the perpetration of a multi-million dollar Ponzi scheme. [read post]
15 Nov 2011, 8:14 am
These issues, and others, are discussed in greater detail after the jump.The Citigroup Litigation As discussed here, on Wednesday, October 19, 2011, the SEC announced a settlement with Citigroup's principal U.S. broker-dealer, Citigroup Global Markets, Inc., who had been charged with misleading investors about a $1 billion collateralized debt obligation ("CDO") tied to the housing market. [read post]
14 Nov 2011, 9:06 am
Pecora also revealed to the American people that National City Bank, the largest issuer of securities in the world at that time, had dished off thousands of bad loans to unsuspecting investors in Latin America and elsewhere by packaging them into opaque and complex securities. [read post]
15 Oct 2011, 4:43 am
Okay, look… this article is long, I know. [read post]
12 Oct 2011, 4:40 pm
Specifically, a resident of the United States is defined to include any natural person resident in the US; any partnership, corporation or other business entity organized or incorporated under federal or state law; any estate of which any executor or administrator is a US resident; any trust of which any trustee, beneficiary or, settlor is a US resident; any agency or branch of a foreign entity located in the US; any discretionary or non-discretionary account or similar account (other… [read post]
1 Sep 2011, 11:58 am
After receipt of this information, however, FINRA found that Citigroupandrsquo;s follow-up was andquot;superficial and incomplete.andquot; Finally, in May 2006, Citigroup received a whistleblower letter andndash; from the principal of a company acting as a third-party trustee for the cemeteries andndash; alleging misconduct by Singer in connection with the handling of the cemetery trusts. [read post]
31 Aug 2011, 10:27 am
Counterclaims in Investor-State Arbitration LSE Legal Studies Working Paper No. 8/2011Yaraslau Kryvoi London School of Economics - Law Department Date Posted: August 5, 2011Working Paper Series85 downloadsAbstract: This paper provides a comprehensive analysis of the legal regime governing counterclaims in investor-State disputes. [read post]
23 Aug 2011, 2:00 am
See WisdomTree Trust, No-Action Letter (publicly available May 9, 2008). [read post]
11 Aug 2011, 8:56 pm
" Lummus Global Amazonas S.A. v. [read post]
16 May 2011, 9:47 am
Says Keller: "Proper questioning and trust and prior working experience and their vetting made the referral strong. [read post]
18 Apr 2011, 3:34 pm
To benefit investors and other users of financial statements, more transparency and communication could be considered. [read post]
29 Dec 2010, 6:45 am
Richard Clark and Curtis Cusinato As the global financial storm subsides, Canada’s economy is commanding unaccustomed attention and some new-found respect. [read post]
6 Dec 2010, 10:55 am
Was I going to call my bank and hear the recording say: “Press ‘3’ if you think your mortgage interest rate is too high… press ‘4’ if you’d like your principal balance reduced… press ‘5’ if you’d like us to just forget the whole darn thing… press ‘6’ if you want to hear a duck quack. [read post]
