Search for: "Provident Royalties, LLC"
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23 Oct 2009, 12:17 pm
On July 7, the SEC charged Provident Royalties LLC and a number of its related entities with operating a fraud and a Ponzi scheme in the sale of $485 million of preferred stock and limited-partnership offerings in oil and gas deals. [read post]
29 Nov 2010, 11:47 am
Take Tracy Nye, a 50-year-old Idaho restaurant owner who was forced to come out of retirement after losing $1.5 million on private placements in Medical Capital Holdings and in Shale Royalties, an affiliate of Provident Royalties LLC. [read post]
19 Mar 2020, 10:35 am
The Debtors also filed the declaration of Amy Lee (the “Lee Declaration”) (Doc. 5), a senior director at Alvarez & Marsal North America, LLC (“Alvarez”), the financial advisor to the Debtors. [read post]
18 Oct 2010, 3:52 pm
Chesapeake Exploration LLC, No. [read post]
30 Oct 2012, 6:35 pm
Skycam, LLC v. [read post]
29 Mar 2010, 9:16 am
Private placement offerings (also known as Reg D offerings), such as Medical Capital Holdings Inc. and Provident Royalties LLC, have devastated unsuspecting investors. [read post]
18 Mar 2010, 6:17 pm
FINRA's expulsion did not come about until more than 6 months after the Securities and Exchange Commission filed a securities fraud lawsuit against Provident Asset Management in July 2009 and Provident Royalties, LLC filed for bankruptcy in June 2009. [read post]
4 Feb 2011, 12:11 pm
During his remarks at the annual meeting of broker/dealer members of the Financial Services Institute on Feb. 2, Shorris specifically named private placements associated with Medical Capital Holdings and Provident Royalties LLC. [read post]
2 May 2012, 6:27 am
In July 2009, the Securities and Exchange Commission (SEC) charged both Medical Capital and Provident Royalties with fraud. [read post]
15 Jul 2012, 12:25 pm
Brendan Coughlin, 46, and Henry Harrison, 47, both of Dallas, were charged with one count of conspiracy and ten counts of mail fraud in connection with the collapse of Provident Royalties LLC ("Provident"), an alleged oil and gas Ponzi scheme that involved over $485 million and 7,700 investors throughout the United States. [read post]
29 Feb 2016, 6:42 am
" M2M Solutions LLC v. [read post]
16 Feb 2009, 7:36 am
Forge Consulting, LLC states on its website that it "provides attorneys with fee structuring options, allowing them to take advantage of the unique opportunity to defer taxation on earned fees".Download Forge Consulting LLC - Mess.. 2-16-2009 Is there anything wrong with this statement? [read post]
29 Oct 2019, 7:53 am
District Court in Arkansas decided a case in 2016 that a client sent me, Whisenhunt Investments, LLC v. [read post]
6 Apr 2021, 4:41 am
Co-author Rusty Tucker The Supreme Court of Texas has ruled that oil and gas leases under consideration in BlueStone Natural Resources II, LLC v. [read post]
17 Oct 2022, 11:27 am
Glaxosmithkline LLC, 981 F.3d 1030, 1040 (Fed. [read post]
13 Sep 2011, 5:22 am
Legal problems tied to private placements sales in Medical Capital Holdings and Provident Royalties have proved to be the undoing for yet another broker/dealer. [read post]
18 Mar 2010, 7:17 pm
FINRA's expulsion did not come about until more than 6 months after the Securities and Exchange Commission filed a securities fraud lawsuit against Provident Asset Management in July 2009 and Provident Royalties, LLC filed for bankruptcy in June 2009. [read post]
29 Nov 2011, 3:29 pm
Paris II, former President and Chief Executive Officer for the now-defunct Meadowbrook Securities, LLC (fka Investlinc Securities, LLC), of Jackson, MS, was suspended for six months in any principal capacity and fined $10,000 in connection with the sale of two Provident Royalties private placements and a Medical Capital private placement. [read post]
22 Jun 2015, 9:55 am
Marvel Entertainment, LLC (2015) Download Opinion Opinion by Justice Kagan. [read post]
28 Oct 2013, 7:38 am
Holzer allegedly lied about the net worth of several clients when she sold private placements issued by Provident Royalties. [read post]
