Search for: "RETAINED SUBSIDIARY ONE LLC"
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27 Feb 2015, 3:11 pm
Retained Subsidiary One, LLC But, what if the plaintiff does not specify how much he or she seeks to recover? [read post]
15 Dec 2014, 4:44 pm
An adviser that has one or more clients that are not “private funds” is not eligible for the exemption. [read post]
11 Nov 2014, 12:18 pm
Early Warning Services, LLC was incorporated in 1995. [read post]
26 Sep 2014, 7:13 am
Early Warning Services, LLC was incorporated in 1995. [read post]
1 Aug 2014, 2:13 pm
Many believe the practice of dumping promissory notes into a subsidiary is to circumvent the SEC requirement that brokerage firms hold a significant amount of capital (one dollar for each dollar lent) to protect against loan losses. [read post]
29 Jul 2014, 8:30 am
See RELCO, LLC v. [read post]
18 Jul 2014, 11:55 am
To change the result in Weeks would require more than one justice to change their minds. [read post]
11 Apr 2014, 3:11 pm
Then, one month later on March 24, 2014, FINRA announced that it had fined LPL Financial LLC $950,000 for supervisory deficiencies related to brokers' recommendations and sales to public investors of alternative investments, including non-traded REITs, oil and gas partnerships, business development companies (BDCs), hedge funds, managed futures and other illiquid pass-through investments. [read post]
21 Feb 2014, 8:49 pm
After fifteen years of experience with Cybor, we conclude that the court should retain plenary review of claim construction [...]. [read post]
11 Dec 2013, 7:48 am
One of the entities, HoldCo, served as the holding company and sole managing member of another entity, BH S&B Holdings LLC (Holdings), which was funded by Bay Harbour, York Capital, and another entity. [read post]
13 Nov 2013, 7:45 am
FMR LLC, a case presenting the question whether the scope of Sarbanes-Oxley’s whistleblower protection includes employees of contractors of public companies. [read post]
19 Sep 2013, 5:48 am
In order to save on taxes – and sometimes, simply for logistical reasons – a parent company may set up subsidiary companies in any number of countries and move goods, services and assets from one to another. [read post]
23 Apr 2013, 11:16 am
Broadspire is the same entity that has been retained by DePuy Orthopedics in the DePuy ASR recall that was announced in 2010. [read post]
26 Feb 2013, 12:22 am
” See Servewell Plumbing LLC v. [read post]
31 Jan 2013, 3:07 am
Rockwood Retaining Walls, Inc.). [read post]
29 Jul 2012, 2:16 pm
Veolia, whose subsidiary Connex Railroad LLC had retained Sanchez, paid $54M of the awards, while Metrolink and insurers covered the rest. [read post]
21 Jul 2012, 5:13 pm
On July 13, 2012, Wellements LLC was informed by their contract manufacturer who was informed by raw ingredient supplier Ingredion (formerly Corn Products International Inc.) that retain samples of five lots of a raw material Purimune (Galacto Oligosaccharide) had tested positive for Salmonella contamination. [read post]
1 May 2012, 12:58 pm
The corporation's failure to give 60-days notice before issuing the dividend did not make it impossible for plaintiffs to comply with the trustee demand exception.Akanthos Capital Management, LLC v. [read post]
12 Apr 2012, 12:48 pm
Denbury Green Pipeline-Texas LLC, a subsidiary of Denbury Resources, applied with the RRC for a permit to build and operate a CO2 pipeline in Texas. [read post]
12 Apr 2012, 12:48 pm
Denbury Green Pipeline-Texas LLC, a subsidiary of Denbury Resources, applied with the RRC for a permit to build and operate a CO2 pipeline in Texas. [read post]
