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11 Oct 2023, 1:23 am
During the examination proceedings, the same issues concerning the priority claim were invoked as in the opposition proceedings concerning the patent in suit (see above points 3 and 4). [read post]
10 Oct 2023, 9:01 pm
[4] Economic activist investors are distinct from other activists, who seek to redirect companies’ resources in service of non-corporate-value-maximizin [read post]
9 Oct 2023, 6:32 am
Foreign private issuers (“FPIs”) that file SEC reports using FPI forms, other than Canadian compa [read post]
9 Oct 2023, 6:32 am
Foreign private issuers (“FPIs”) that file SEC reports using FPI forms, other than Canadian compa [read post]
3 Oct 2023, 9:01 pm
August 4, 2023, settled) In the Matter of Canoo, Inc. [read post]
3 Oct 2023, 12:53 pm
The SEC also amended Form 20-F and Form 6-K to require similar disclosures in foreign private issuers’ annual reports. [read post]
3 Oct 2023, 12:53 pm
The SEC also amended Form 20-F and Form 6-K to require similar disclosures in foreign private issuers’ annual reports. [read post]
3 Oct 2023, 9:57 am
RoL Talk 4. [read post]
1 Oct 2023, 9:01 pm
Item 402(v)(4) [read post]
28 Sep 2023, 4:00 am
Chapter 4 explores safety standards, warranties, and liability. [read post]
26 Sep 2023, 9:01 pm
Background The dispute in Kirschner arose out of a $1.775 billion syndicated loan transaction that closed on April 16, 2014.[4] The loan at issue in this matter is generally referred to as “Term Loan B”—a relatively widely syndicated term loan with terms similar to those of high yield bonds. [read post]
22 Sep 2023, 10:03 am
Moreover, issuers including start-up companies gravitate to Rule 506(b) over the other exemptions because it’s the easiest to put in place: it can be used anytime and without the disclosures the other private offering exemptions or public registrations mandate. [read post]
14 Sep 2023, 4:24 am
The Senate subcommittee also is expected to hold private sessions with AI firms this week.Legislative options to date. [read post]
12 Sep 2023, 9:01 pm
In the last year, we’ve filed approximately 750 enforcement actions and conducted approximately 3,000 examinations of registrants. [read post]
12 Sep 2023, 9:16 am
↑ Free Holdings, at 4-5. [read post]
11 Sep 2023, 9:01 pm
With a few limited exceptions, all registered advisers (“RIAs”) will have their hands full implementing new and modified reporting, and RIAs, exempt reporting advisers (“ERAs”) and other advisers exempt from registration must develop processes — and make difficult judgments — about providing preferential treatment to selected investors and engaging in the targeted activities. [read post]
31 Aug 2023, 7:00 am
Not coincidently, at the same time the Registrar of Voters provisionally suspended Semilla as a political party based on alleged irregularities in its registration papers. [read post]
28 Aug 2023, 12:29 pm
On July 12, 2021, the SPAC announced its plan to merge with the private company predecessor of MSP (Legacy MSP). [read post]
24 Aug 2023, 9:05 pm
” As a result of the 4-1 ruling, the ban took effect immediately. [read post]
24 Aug 2023, 6:31 am
When the Commission adopted rules implementing Title IV of the Dodd-Frank Act, [2] it explained that “[private fund advisers] will be subject to the same registration requirements, regulatory oversight, and other requirements that apply to other SEC-registered investment advisers. [read post]
