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1 Nov 2023, 2:40 pm
”[5] Tokens offered only to professional or sophisticated investors; free airdropped tokens; or tokens earned via reward mechanisms likely to be exempt as a public offer. [read post]
29 Oct 2023, 6:56 am
Registration is free and open to the public. [read post]
27 Oct 2023, 10:41 am
Private Securities Transactions Engaging in private securities transactions without proper disclosure and approval from the firm can be a violation. [read post]
25 Oct 2023, 5:00 am
A professional inspection can reveal hidden issues that an untrained eye might miss. 5. [read post]
22 Oct 2023, 9:01 pm
’”[12] The court also explained that the plain text of Section 10(b) differs significantly from that of other provisions of the federal securities laws that do allow for a private action based solely on an Item 303 violation—namely, Sections 11 and 12(a)(2) of the Securities Act, which address misstatements or omissions in registration statements and prospectuses.[13] Unlike Exchange Act Section 10(b), Securities Act Sections 11 and 12(a)(2) explicitly state that… [read post]
21 Oct 2023, 7:58 pm
Registration is free and open to the public. [read post]
15 Oct 2023, 4:51 pm
Registration closes 31 October 2023. [read post]
11 Oct 2023, 1:23 am
Yesterday, a Press Communiqué was published as the Enlarged Board had issued its decision in consolidated cases G 1/22 and G 2/22 and the decision became available in the register, and today on the Recent Decisions page. [read post]
10 Oct 2023, 9:01 pm
”[5] As one commenter explained, “permitting buyers to make a profit from their asymmetric information is often needed to induce them to invest effort to discover firms that are mismanaged. [read post]
9 Oct 2023, 6:32 am
Foreign private issuers (“FPIs”) that file SEC reports using FPI forms, other than Canadian compa [read post]
9 Oct 2023, 6:32 am
Foreign private issuers (“FPIs”) that file SEC reports using FPI forms, other than Canadian compa [read post]
8 Oct 2023, 9:56 am
Note, however, boards should also consider compliance with federal laws, including those regarding private inurement, private benefit, and either self-dealing (private foundations) or excess benefit transactions (public charities), in approving such transactions. [read post]
3 Oct 2023, 9:01 pm
July 5, 2023, settled) In the Matter of Reed L. [read post]
3 Oct 2023, 12:53 pm
The SEC also amended Form 20-F and Form 6-K to require similar disclosures in foreign private issuers’ annual reports. [read post]
3 Oct 2023, 12:53 pm
The SEC also amended Form 20-F and Form 6-K to require similar disclosures in foreign private issuers’ annual reports. [read post]
3 Oct 2023, 9:57 am
It includes 5 online talks: 1. [read post]
3 Oct 2023, 7:30 am
A conversation with Dina Nayeri, 20 November 2023 [info]Call for registration: Learning from the future: Foresight for the next decade of forced migration, Kaldor Centre Conference 2023, Sydney, 20 November 2023 [info]- Early bird registration is now open! [read post]
1 Oct 2023, 9:01 pm
Instruction 5 to Item 402(b) is limited to CD&A disclosure of target levels that are non-GAAP financial measures. [read post]
28 Sep 2023, 4:00 am
Chapter 5 outlines options if a bike is stolen. [read post]
26 Sep 2023, 9:01 pm
The loans were evidenced by notes (the “Notes”).[5] After Millennium filed for bankruptcy in November 2015, the Millennium Lender Claim Trust (“Plaintiff”) filed a complaint in August 2017 on behalf of the Note investors against the arranging banks asserting claims under several state securities laws and the common law.[6] After the completion of the April 2014 syndication, Millennium finalized a $256 million global settlement regarding various allegations of federal… [read post]
