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No. 5499 (May 12, 2020) (alleging that the adviser, among other things, provided retail clients with misleading information regarding costs incurred by wrap-fee program clients); In the Matter of EDG Management Company, LLC, Investment Advisers Act Release No. 5617 (October 22, 2020) (alleging that the adviser failed to adjust quarterly management fee calculations to account for write downs); In re Retirement Capital Strategies Inc., Advisers Act Rel. [read post]
No. 5499 (May 12, 2020) (alleging that the adviser, among other things, provided retail clients with misleading information regarding costs incurred by wrap-fee program clients); In the Matter of EDG Management Company, LLC, Investment Advisers Act Release No. 5617 (October 22, 2020) (alleging that the adviser failed to adjust quarterly management fee calculations to account for write downs); In re Retirement Capital Strategies Inc., Advisers Act Rel. [read post]
25 Oct 2021, 1:20 pm by Emily Dai
Tuesday, October 26, 2021, at 10:00 a.m.: The House Financial Services Subcommittee on Investor Protection, Entrepreneurship, and Capital Markets will hold a hearing examining risks to investors and the U.S. posed by foreign issuers in U.S. markets. [read post]
15 Oct 2021, 7:12 am by gabrielagendreau
United South & Eastern Tribes, Inc. [read post]
It was an extraordinary week as the FTC continued to press the frontier of the post-AMG Capital Management landscape. [read post]
6 Oct 2021, 2:31 pm by Eugene Volokh
ANZ Securities, Inc. (2017) (Ginsburg, J., dissenting) (same); Aurelius Capital Management, L.P. v. [read post]
1 Oct 2021, 8:52 am by Rob Robinson
Court Reporting Business (Divestiture)Veritext Legal Solutions 11-Feb-19Propulse VideoTransPerfect 11-Feb-19QUiVX eDiscoveryXact Data Discovery 7-Feb-19Luminance (Investee)Invoke Capital, Talis Capital, and Slaughter and May (Investors)$10,000,000 31-Jan-19Catalyst Repository SystemsOpenText$75,000,000 25-Jan-19Cognatio LawElevate 24-Jan-19DISCO (Investee)Georgian Partners, Bessemer Venture Partners, LiveOak Venture Partner, The Stephens Group, Comerica (Investors)$83,000,000… [read post]
28 Sep 2021, 7:35 am by Adam Chan
” In 2017, Obama blocked Chinese firm Canyon Bridge Capital Partners Inc. from acquiring Lattice Semiconductor Corp., a U.S. company that sold semiconductors to the U.S. military, due to threats posed by China to the semiconductor supply chains. [read post]
20 Sep 2021, 11:44 am by Christiana Wayne
Originality, analytical ability, and resourcefulness are required, as there are few guidelines or precedents applicable to manage many of NSA's legal problems. [read post]
13 Sep 2021, 10:35 am by Christiana Wayne
We are accepting candidates who are based in/or near a state capital in the Northeast or Mid-Atlantic regions of the US —or who are willing to relocate to the area. [read post]
10 Sep 2021, 4:00 am by Jim Sedor
California – Bell City Manager, Ex-State Senator, Developer Charged in Corruption Case Yahoo News – Richard Winston (Los Angeles Times) | Published: 9/3/2021 Prosecutors said four men have been charged in connection with the embezzlement and misappropriation of millions of dollars in public funds that were supposed to be used to study whether a solar farm was suitable [read post]
7 Sep 2021, 1:12 pm by Christiana Wayne
We are accepting candidates who are based in/or near a state capital in the Northeast or Mid-Atlantic regions of the US —or who are willing to relocate to the area. [read post]
23 Aug 2021, 1:39 pm by Christiana Wayne
Development Resourcesinc. [read post]