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8 Jan 2014, 5:37 am
From December 2008 through August 2013, Orlando was a registered representative of 5 different firms including Ascher/Decision Services, Inc., Longview Financial Group, Inc., Grant Williams L.P., Innovation Partners LLC, and Securities America, Inc (Securities America). [read post]
12 Jan 2012, 6:28 am
The past decade has been a whirlwind for corporate governance in America. [read post]
24 May 2010, 7:30 am
Dynamics Corp. of America, 481 U.S. 69, 89 (1987). [read post]
9 Mar 2014, 11:34 am
Patent and Trademark Office that are assigned to Citigroup Technology of New York, NY; The Bank of America Corporation of Charlotte, NC; and JPMorgan Chase Bank, also of New York, NY. [read post]
20 Aug 2021, 2:00 am
As the world watches to see how talk about diversity, equity, and inclusion (DE&I) translates into action, corporate America faces a test of character. [read post]
20 Aug 2021, 2:00 am
As the world watches to see how talk about diversity, equity, and inclusion (DE&I) translates into action, corporate America faces a test of character. [read post]
25 Oct 2011, 8:30 am
This is the way Corporate America wants Washington to work. [read post]
12 Aug 2008, 7:27 pm
The state auction-rate securities regulators task force continued to pursue financial institutions involved in the auction-rate securities market aggressively. [read post]
26 Mar 2014, 3:55 pm
However, the focus of the war games was on national security and not on financial stability. [read post]
9 Dec 2020, 9:26 am
Tom AjamieTom Ajamie has been selected by his peers to be included in the 27th edition of Best Lawyers in America® in the fields of Commercial Litigation, Corporate Law, Banking and Finance Litigation and Securities Litigation for the ninth year in a row. [read post]
18 Dec 2019, 5:57 am
The attorneys at Gana Weinstein LLP are investigating BrokerCheck records reports that financial advisor Jamie Westenbarger (Westenbarger), formerly employed by Securities America, Inc. [read post]
1 Oct 2012, 1:13 am
In what is by far the largest settlement of a credit crisis-related securities class action lawsuit, Bank of America has agreed to pay $2.43 billion to settle the suit filed against the company and certain of its directors and officers in connection with the bank’s financial crisis-driven acquisition of Merrill Lynch. [read post]
29 Nov 2014, 3:05 pm
Cummings (D-MD) and Senator Elizabeth Warren (D-MA) sent identical letters to 16 large financial firms requesting information about recent data breaches and seeking detailed briefings from corporate IT security officers. [read post]
20 Jun 2012, 7:32 am
First comes a report from "The 6th Annual 'Global Trust, Security and Passwords Survey,' a result of interviews with 820 IT managers and C-level professionals across North America and EMEA. [read post]
1 Nov 2015, 9:37 am
For example, last year Bank of America reached a $16.65 billion settlement with the government for its mortgage practices leading up to the financial crisis that nearly brought this country to its knees. [read post]
2 Feb 2018, 3:00 am
Securities Litigation: You Can Get Into Trouble Without Saying a Word… Did you know that most securities litigation involves alleged material omissions, not misstatements? [read post]
17 Jun 2020, 2:05 pm
Before joining Kestra in 2015, Daughtry worked for Ameriprise Financial Services, Securities America, Sterne Agee Financial Services, Wachovia Securities, Southtrust Securities, and Liberty Securities Corporation. [read post]
24 Oct 2012, 11:08 am
The securities case was also brought under the Financial Institutions Reform, Recovery and Enforcement Act. [read post]
14 Feb 2009, 7:48 am
As the US Treasury Department continues to lend to or make senior equity investments in corporate America, especially its financial institutions, people debate whether those taxpayer investments should be accompanied by limits on investees' right to pay cash dividends to common stockholders. [read post]
12 Jan 2010, 6:29 pm
Accusal of financial fraud charges is a scary and overwhelming process for anyone to go through, whether the accused be an individual or a corporation. [read post]
