Search for: "Securities And Exchange Commission v. Davis"
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11 Apr 2017, 10:24 am
Since 1970, the Securities and Exchange Commission has claimed, and courts have readily conceded, that the commission may sue violators of the federal securities laws for disgorgement of their ill-gotten gains. [read post]
11 Apr 2017, 5:59 am
Martin Shkreli's former lawyer, Evan Greebel -- who also happens to be his co-defendant -- has turned on him, accusing the pharma bro of submitting false documents to the Securities and Exchange Commission and engaging in illegal stock trading. [read post]
24 Mar 2017, 7:24 am
Courts of Appeals for the 3rd and 9th Circuits – that Item 303 of Securities and Exchange Commission Regulation S-K creates a duty to disclose that is actionable under Section 10(b) of the Securities Exchange Act of 1934 and SEC Rule 10b-5. [read post]
23 Mar 2017, 11:20 am
Courts of Appeals for the 3rd and 9th Circuits – that Item 303 of Securities and Exchange Commission Regulation S-K creates a duty to disclose that is actionable under Section 10(b) of the Securities Exchange Act of 1934 and SEC Rule 10b-5. [read post]
19 Feb 2017, 4:02 pm
London Internet Exchange (LINX) faces a growing backlash over changes to its rules that would gag its directors applying secret government orders to monitor networks, under Britain’s Investigatory Powers Act. [read post]
27 Jan 2017, 9:11 am
In Unum Group v. [read post]
27 Jan 2017, 9:11 am
In Unum Group v. [read post]
12 Jan 2017, 7:01 am
Sandoz Inc., 15-1195), and cases involving trial before nonlawyer judges (Davis v. [read post]
11 Jan 2017, 7:19 am
Davis v. [read post]
9 Dec 2016, 1:00 am
Karp and Sabastian V. [read post]
24 Aug 2016, 4:26 pm
” Her Honour referred with approval to the following statement in Australian Securities and Investments Commission v Citrofresh International L [read post]
10 Jun 2016, 6:15 am
Securities & Exchange Commission, on Friday, June 3, 2016 Tags: Audit trail, Capital formation, Capital markets, Disclosure, Dodd-Frank Act, Equity capital, Investor protection, JOBS Act, Regulation NMS, SEC, SEC rulemaking, Securities regulation, Small firms, Transparency Delaware Court of Chancery Appraises Fully-Shopped Company at Nearly 30% Over Merger Price Posted by Martin Lipton and Theodore N. [read post]
27 May 2016, 6:12 am
V. [read post]
16 May 2016, 5:33 am
Securities and Exchange Commission, Plaintiff, v. [read post]
27 Apr 2016, 4:54 am
In addition, the court stated, by attempting to manipulate the price of the stock, he violated the scheme liability provisions of the Exchange Act and the Securities Act. [read post]
4 Mar 2016, 6:00 am
Securities & Exchange Commission, on Sunday, February 28, 2016 Tags: Accredited investors, Capital formation, Compliance and disclosure interpretation, Crowdfunding, Disclosure, IPOs,JOBS Act, Rule 147, SEC, Securities Regulation, Small firms Servants of Two Masters? [read post]
22 Jan 2016, 6:19 am
The Securities and Exchange Commission (SEC) found former State Street Vice President Vincent DeBaggis entered into an agreement with Amer Ahmad, then Ohio deputy treasurer, to make illegal cash payments and political contributions. [read post]
8 Dec 2015, 1:58 pm
Pentagon spokesman Captain Jeff Davis declared that U.S. forces had no reason to strike Syrian government targets. [read post]
1 Sep 2015, 6:07 am
Davis has again refused to issues marriage licenses to same-sex couples. [read post]
19 Mar 2015, 8:05 am
Washington and Davis v. [read post]
