Search for: "Securities Investor Protection Corporation"
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28 Feb 2024, 7:47 am
The Ontario Securities Commission (OSC) issued an award of CAD $1,500,000 to a whistleblower who provided information which allowed the OSC to act swiftly to protect investors from harm. [read post]
28 Feb 2024, 5:14 am
“We add to that advanced security and privacy protections, including SOC II Type 2 compliance, so that companies can trust Assistant with their sensitive documents and questions. [read post]
25 Feb 2024, 9:05 pm
Should Coca-Cola do more to protect abortion rights? [read post]
23 Feb 2024, 6:52 am
Kinjal Shah, Crypto Freedom Alliance of Texas Chair and General Partner at Blockchain Capital, said, “Texas should move forward and lead by example with sensible crypto policies that protect consumers and investors, and foster innovation. [read post]
20 Feb 2024, 11:40 am
Most recently, the SEC has doled out a new proposed climate disclosure rule, intended to create consistent reporting guidelines for publicly traded companies, curb corporate greenwashing, and protect investors. [read post]
19 Feb 2024, 9:05 pm
To protect investors from economic loss, the U.S. [read post]
19 Feb 2024, 9:01 pm
Securing these services ahead of time will be a worthwhile investment if a concerted campaign is launched against a corporation or its leadership team. [read post]
16 Feb 2024, 10:22 am
In that regard, Blockchain technology can enhance corporate governance by offering transparency, traceability and security in record-keeping. [read post]
15 Feb 2024, 9:08 pm
An external auditor’s confirmed AUSTRAC’s concerns regarding Gold Corporation’s non-compliance with its anti-money laundering obligations. [read post]
15 Feb 2024, 9:01 pm
Investor protection requires the humans who deploy a model to put in place appropriate guardrails. [read post]
15 Feb 2024, 8:26 am
The White Law Group, LLC is a national securities fraud, securities arbitration, investor protection, and securities regulation/compliance law firm with offices in Chicago, Illinois and Seattle, Washington. [read post]
14 Feb 2024, 9:05 pm
If a corporation does not offer an investor protection against mid-term changes, it is bound to have a negative effect on the price that investors are willing to offer in the first place. [read post]
13 Feb 2024, 10:47 am
The White Law Group, LLC is a national securities fraud, securities arbitration, investor protection, and securities regulation/compliance law firm dedicated to helping investors in claims in all 50 states against their financial professional or brokerage firm. [read post]
7 Feb 2024, 9:05 pm
The latter necessitates the protection of ex ante agreed property rights to the greatest possible extent. [read post]
5 Feb 2024, 5:21 pm
As Professor Ben Edwards notes, “The last thing Texas is going to want is a reputation that their corporate law is a game where billionaires always win, because then investors aren’t going to trust it. [read post]
3 Feb 2024, 4:14 am
Highlighting the evolution and escalating demand within the carbon capture market and the consequent need for effective protective measures, Howden, led by Glenn O’Halloran, proposes a solution to bolster investor and lender confidence in the CCS realm. [read post]
1 Feb 2024, 9:05 pm
Several commentators think that these actions are an important mechanism to protect investors in the securities market, which can in turn enhance firms’ value and liquidity (see, eg, Seligman 1994; Fox 2009; Sale and Thompson 2015). [read post]
30 Jan 2024, 9:02 pm
This may inflict precisely the kind of societal harm the Founders adopted the First Amendment to protect against . . . . [read post]
29 Jan 2024, 12:00 pm
The representative suggested short-term trades in corporate bonds and preferred securities on numerous occasions, causing over $900,000 in losses for 10 clients. [read post]
26 Jan 2024, 1:40 pm
National Securities Attorneys The White Law Group, LLC is a national securities fraud, securities arbitration, investor protection, and securities regulation/compliance law firm dedicated to helping investors in claims in all 50 states against their financial professional or brokerage firm. [read post]
