Search for: "Securities Investor Protection Corporation"
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6 Mar 2024, 9:01 pm
A Major Question Implicated The Commission asserts that the federal securities laws allow it to require information “necessary or appropriate in the public interest or for the protection of investors” and explains how it has relied on these provisions over the past 90 years to adopt various disclosure rules.[3] But the Supreme Court has made clear that a “colorable textual basis” may be insufficient to support an assertion of regulatory authority,… [read post]
5 Mar 2024, 6:30 am
Related research from the Program on Corporate Governance includes SPAC Law and Myths (discussed on the Forum here) by John C. [read post]
5 Mar 2024, 6:30 am
Related research from the Program on Corporate Governance includes SPAC Law and Myths (discussed on the Forum here) by John C. [read post]
5 Mar 2024, 5:40 am
By Suzanne CosgroveThe Council of Institutional Investors (CII) has urged the SEC to initiate new rulemaking that will make it easier to trace shares sold into the marketplace through both direct listings and initial public offerings and, in the process, protect investors’ rights under Section 11 of the Securities Act of 1933.The CII said the urgency of its petition is in part a response to the Supreme Court decision Slack Technologies, LLC v. [read post]
3 Mar 2024, 9:01 pm
Maffei, “approved the conversion to secure the litigation protections for themselves. [read post]
1 Mar 2024, 3:30 am
Pirani has jeopardized investor protection. [read post]
29 Feb 2024, 9:05 pm
Price accuracy is also a foundational element of investor protection since price is the most significant term of most, if not all, securities transactions. [read post]
29 Feb 2024, 2:21 pm
Moreover, the NYAG is not relying just on New York’s consumer protection statutes. [read post]
28 Feb 2024, 7:47 am
The Ontario Securities Commission (OSC) issued an award of CAD $1,500,000 to a whistleblower who provided information which allowed the OSC to act swiftly to protect investors from harm. [read post]
28 Feb 2024, 5:14 am
“We add to that advanced security and privacy protections, including SOC II Type 2 compliance, so that companies can trust Assistant with their sensitive documents and questions. [read post]
25 Feb 2024, 9:05 pm
Should Coca-Cola do more to protect abortion rights? [read post]
23 Feb 2024, 6:52 am
Kinjal Shah, Crypto Freedom Alliance of Texas Chair and General Partner at Blockchain Capital, said, “Texas should move forward and lead by example with sensible crypto policies that protect consumers and investors, and foster innovation. [read post]
20 Feb 2024, 11:40 am
Most recently, the SEC has doled out a new proposed climate disclosure rule, intended to create consistent reporting guidelines for publicly traded companies, curb corporate greenwashing, and protect investors. [read post]
19 Feb 2024, 9:05 pm
To protect investors from economic loss, the U.S. [read post]
19 Feb 2024, 9:01 pm
Securing these services ahead of time will be a worthwhile investment if a concerted campaign is launched against a corporation or its leadership team. [read post]
16 Feb 2024, 10:22 am
In that regard, Blockchain technology can enhance corporate governance by offering transparency, traceability and security in record-keeping. [read post]
15 Feb 2024, 9:08 pm
An external auditor’s confirmed AUSTRAC’s concerns regarding Gold Corporation’s non-compliance with its anti-money laundering obligations. [read post]
15 Feb 2024, 9:01 pm
Investor protection requires the humans who deploy a model to put in place appropriate guardrails. [read post]
15 Feb 2024, 8:26 am
The White Law Group, LLC is a national securities fraud, securities arbitration, investor protection, and securities regulation/compliance law firm with offices in Chicago, Illinois and Seattle, Washington. [read post]
14 Feb 2024, 9:05 pm
If a corporation does not offer an investor protection against mid-term changes, it is bound to have a negative effect on the price that investors are willing to offer in the first place. [read post]
