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29 Apr 2024, 10:00 pm
The Securities and Exchange Commission (SEC) is continuing its focus on disclosure of executive perquisites—and aircraft usage in particular—in registration statements, periodic reports, and proxy statements. [read post]
29 Apr 2024, 10:00 pm
The Securities and Exchange Commission (SEC) is continuing its focus on disclosure of executive perquisites—and aircraft usage in particular—in registration statements, periodic reports, and proxy statements. [read post]
29 Apr 2024, 9:05 pm
The former head of the Securities Commission (CVM) referred to testimony that asserted JBS had bribed 1,829 politicians. [read post]
29 Apr 2024, 8:27 am
(credit: Getty Images | Win McNamee ) The US Supreme Court today rejected Elon Musk's attempt to terminate his settlement with the Securities and Exchange Commission. [read post]
29 Apr 2024, 6:31 am
Panuwat, the Securities and Exchange Commission (SEC) successfully pioneered a legal theory referred to as “shadow” insider trading. [read post]
29 Apr 2024, 6:31 am
Panuwat, the Securities and Exchange Commission (SEC) successfully pioneered a legal theory referred to as “shadow” insider trading. [read post]
29 Apr 2024, 5:52 am
Blockchain Association’s members are software developers, infrastructure providers, exchanges, custodians, investors, and others supportive of the blockchain ecosystem. [read post]
28 Apr 2024, 8:35 am
Securities and Exchange Commission (SEC) stating that it had interests in Cumulus exceeding the 5% threshold. [read post]
26 Apr 2024, 12:59 pm
On April 4, Senator Charles Grassley (R-IA), Ranking Member of the Senate Committee on the Budget, wrote a letter to Gary Gensler, the Chair of the Securities and Exchange Commission (SEC), expressing concerns about delays and lack of transparency in the agency’s whistleblower compensation. [read post]
26 Apr 2024, 11:25 am
The FTC has yet to pursue a new claim against New Balance Jeffrey Newman is a whistleblower lawyer whose firm represents whistleblowers in healthcare fraud cases under the False Claims Act (FCA) and also under the Securities and Exchange, FINCEN and CFTC whistleblower programs. [read post]
26 Apr 2024, 10:47 am
In exchange, the homeowner agrees to use the agent’s services exclusively when selling the property within a specific timeframe, typically 30 to 40 years. [read post]
26 Apr 2024, 7:00 am
He got a phone call about the imminent sale of a tech company and allegedly traded on the confidential information, according to charges filed by the Securities and Exchange Commission. [read post]
25 Apr 2024, 9:05 pm
Securities and Exchange Commission, 140 S. [read post]
25 Apr 2024, 9:01 pm
Securities and Exchange Commission (SEC) takes the position that the insider trading laws apply where an insider uses material non-public information about his or her own company to trade securities of another company, such as a competitor or peer company in the same industry. [read post]
25 Apr 2024, 11:36 am
Securities and Exchange Commission (SEC) Whistleblower Program, says Allison Herren Lee, former SEC Commissioner and currently Of Counsel at the whistleblower firm Kohn, Kohn & Colapinto. [read post]
25 Apr 2024, 11:20 am
The Securities and Exchange Commission’s Small Business Capital Formation Advisory Committee today released the agenda for its meeting on Monday, May 6, 2024. [read post]
25 Apr 2024, 7:10 am
The petition asked the Commission to shorten the reporting period to two business days after the end of the calendar quarter.Read the rest of the story and other securities news from Wolters Kluwer at VitalLaw.com. [read post]
25 Apr 2024, 6:41 am
To illustrate this point, we’re summarizing highlights of the hundreds of FOIA requests submitted by media organizations to the Food and Drug Administration and the Securities and Exchange Commission during March (the most recent month for which information is available). [read post]
25 Apr 2024, 6:32 am
As DOJ considers how best to construct this new program, it fortunately has a model of success to consider in the programs created under Dodd-Frank at the Securities and Exchange Commission (SEC) and Commodity Futures Trading Commission (CFTC). [read post]
25 Apr 2024, 6:32 am
As DOJ considers how best to construct this new program, it fortunately has a model of success to consider in the programs created under Dodd-Frank at the Securities and Exchange Commission (SEC) and Commodity Futures Trading Commission (CFTC). [read post]
