Search for: "Securities and Exchange Commission v. Lee" Results 101 - 120 of 158
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22 Jun 2018, 3:31 am by Edith Roberts
Securities and Exchange Commission, that SEC administrative law judges are “officers of the United States” within the meaning of the appointments clause, who have to be appointed by the president, a court or a department head. [read post]
27 Jun 2023, 9:01 pm by renholding
Congress has been very clear in the federal securities laws when it intends to preempt state law, such as in the National Securities Markets Improvement Act[44] or the Jumpstart Our Business Startups Act.[45] Indeed, such a broad claim of Commission authority might raise issues under the major questions doctrine discussed in West Virginia v. [read post]
27 Jun 2017, 12:59 pm by Jonathan H. Adler
Another case likely to reach the court next term concerns the constitutionality of the Securities and Exchange Commission’s administrative law judges. [read post]
9 May 2022, 1:35 am by INFORRM
Kentucky and Maryland have introduced insurance data security legislation based on the National Association of Insurance Commissioners Insurance Data Security Model Law. [read post]
1 Apr 2022, 6:01 am
Securities and Exchange Commission, on Thursday, March 31, 2022 Tags: Capital formation, Investor protection, IPOs, LLCs, Mergers & acquisitions, SEC, Securities regulation, SPACs, Special purpose vehicles [read post]
30 Apr 2012, 12:31 am by Wessen Jazrawi
She also considers the issue of cameras in court and question of how far it is necessary to go in securing open justice. [read post]
27 Jun 2008, 8:54 am
Federal Election Commission (PDF 176 KB)Decision Released June 26, 2008 That Deems Unconstitutional the "Millionaire's Amendment"06/26/2008 Supreme Court Opinion: District of Columbia v. [read post]
13 Dec 2015, 4:29 pm by INFORRM
The European Parliament, Council and Commission have come to an agreement on the Network and Information Security (NIS) Directive. [read post]
3 Feb 2020, 12:42 pm by Elliot Setzer, William Ford
Anderson, Rashawn Ray, Nicol Turner Lee and Jon Valent, and will be moderated by Elaine Kamarck. [read post]
23 May 2021, 8:37 am
European Parliament resolution of 20 May 2021 on Chinese countersanctions on EU entities and MEPs and MPs (2021/2644(RSP))The European Parliament,–  having regard to its previous resolutions and reports on the situation in China and EU-China relations, in particular those of 21 January 2021 on the crackdown on the democratic opposition in Hong Kong(1) and of 17 December 2020 on forced labour and the situation of the Uyghurs in the Xinjiang Uyghur Autonomous Region(2)… [read post]
24 Aug 2018, 6:06 am
Securities and Exchange Commission, on Wednesday, August 22, 2018 Tags: Broker-dealers, Disclosure, Investment advisers, Investor protection, Retail investors, SEC rulemaking, Securities regulation Board Diversity, Firm Risk, and Corporate Policies Posted by Gennaro Bernile (University of Miami) Vineet Bhagwat (George Washington University), and Scott E. [read post]
17 Mar 2024, 9:05 pm by Lisa Heinzerling
Securities and Exchange Commission violates the constitutional separation of powers and the right to a jury trial. [read post]
16 Sep 2018, 8:06 am
(Pix credit here: With eye on China, EU parliament pushes tougher line on investments)Europe appears to be faced, again, with the hard task of balancing its relations among frenemies while retaining its wealth. [read post]
21 Jun 2018, 9:30 pm by Bobby Chen
Supreme Court ruled 7-2 that the Securities and Exchange Commission’s (SEC) administrative law judges (ALJs) are not “simply employees of the Federal Government” and must therefore be appointed by the agencies’ commissioners. [read post]