Search for: "Securities and Exchange Commission v. Lee"
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8 Aug 2018, 1:51 pm
Federal Election Commission. [read post]
11 Jul 2018, 8:05 am
” Briefly: Following Lucia v. [read post]
22 Jun 2018, 3:31 am
Securities and Exchange Commission, that SEC administrative law judges are “officers of the United States” within the meaning of the appointments clause, who have to be appointed by the president, a court or a department head. [read post]
21 Jun 2018, 9:30 pm
Supreme Court ruled 7-2 that the Securities and Exchange Commission’s (SEC) administrative law judges (ALJs) are not “simply employees of the Federal Government” and must therefore be appointed by the agencies’ commissioners. [read post]
18 May 2018, 3:56 am
., Broadcom v. [read post]
19 Apr 2018, 12:00 am
Lee, individually and on behalf of other similarly situated investors (collectively “Plaintiffs”), alleging violations of Sections 10(b) and 20(a) of the Securities Exchange Act of 1934 (“Exchange Act”) and Rule 10b-5 thereunder. [read post]
16 Apr 2018, 4:21 am
Securities and Exchange Commission, which asks whether SEC administrative law judges are “officers of the United States” within the meaning of the appointments clause, “turns on the president’s power to hire and fire officials throughout the government,” and “it comes just as the White House is saying President Trump believes he has the power to fire special counsel Robert S. [read post]
2 Mar 2018, 6:09 am
Securities and Exchange Commission, on Tuesday, February 27, 2018 Tags: Arbitration, Charter & bylaws, Class actions, Institutional Investors, Investor protection, IPOs, Retail investors, Securities Act, Securities litigation, Securities regulation, Settlements, Shareholder rights An Overview of U.S. [read post]
23 Feb 2018, 4:07 am
Somers, in which the court ruled that the anti-retaliation provision of the Dodd-Frank Act does not apply to a whistleblower who has not first reported a violation to the Securities and Exchange Commission. [read post]
26 Dec 2017, 9:30 pm
Supreme Court in Kokesh v. [read post]
30 Oct 2017, 10:36 am
Brookstone Securities, Inc., Antony Lee Turbeville, Christo... [read post]
27 Jun 2017, 12:59 pm
Another case likely to reach the court next term concerns the constitutionality of the Securities and Exchange Commission’s administrative law judges. [read post]
18 Apr 2017, 4:29 am
Securities and Exchange Commission, which asks whether a federal statute of limitations on civil penalties and forfeitures applies to disgorgements. [read post]
2 Apr 2017, 9:05 pm
U.S.; more on case from Amy Howe at SCOTUSBlog on oral argument and from Lynch at The Hill] Tags: Antonin Scalia, Cato Institute, CFPB, constitutional law, jury nullification, mens rea, Securities and Exchange Commission, Supreme Court Supreme Court and constitutional law roundup is a post from Overlawyered - Chronicling the high cost of our legal system [read post]
19 Jan 2017, 9:30 pm
Supreme Court heard oral arguments in the case of Lee v. [read post]
26 Sep 2016, 4:43 am
United States, in which “the justices have been asked to decide how tangible the tipster’s benefit must be” in an insider trading case, may affect the Securities and Exchange Commission’s case against hedge fund manager Leon Cooperman, arguing that if “the justices come up with a very restrictive definition of what constitutes a personal benefit for a tipster,” that could bolster Cooperman’s defense. [read post]
12 Jul 2016, 6:41 am
The Securities and Exchange Commission today announced the appointment of three new members to its Investor Advisory Committee, and the reappointment of five members whose terms recently expired. [read post]
11 Mar 2016, 11:18 am
Analysis, Commentary, and Additional Information The Straits Times hosted a fascinating exchange this week over China’s refusal to participate in the Philippines v. [read post]
26 Feb 2016, 11:24 am
The radar antenna farm was first noted in an article by Victor Robert Lee in The Diplomat. [read post]
13 Dec 2015, 4:29 pm
The European Parliament, Council and Commission have come to an agreement on the Network and Information Security (NIS) Directive. [read post]
