Search for: "Stanley Wells"
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18 May 2023, 11:11 am
FINRA found that Morgan Stanley permitted Hershberg to resign due to concerns regarding his unapproved outside real estate investments, as well as concerns regarding his recommendation of those same outside real estate investments to firm clients and others, including through limited liability companies he created. [read post]
17 May 2023, 12:30 pm
McKelvey was reportedly affiliated with Morgan Stanley in Southlake, Texas from 06/01/2009 – 05/05/2022. [read post]
15 May 2023, 10:30 am
The values I learned from Stanley were: to always listen, to always learn, to always show respect; to work hard, to teach well, to speak up with and for Lakota people, to write with knowledge and spirit, but always to remain humble and to listen to my elders. [read post]
13 May 2023, 2:53 pm
For example, in Morgan Stanley & Co. v. [read post]
12 May 2023, 12:41 pm
Rearguard actions are always more symbolic than substantive. [read post]
12 May 2023, 11:28 am
Regardless of vaccination status, all counsel and all members of the public who enter the courtroom are strongly encouraged to wear well-fitted face coverings. [read post]
12 May 2023, 9:17 am
Joint book-running managers for the offering included Keefe, Bruyette & Woods, Wells Fargo Securities, Morgan Stanley, UBS Investment Bank, and Goldman Sachs, with Deutsche Bank Securities as lead manager, and Compass Point, Ladenburg Thalmann, KeyBanc Capital Markets, Oppenheimer, and Piper Sandler also as co-managers for the offering. [read post]
9 May 2023, 11:55 am
Well, when Credit Suisse was in financial trouble, and the Swiss government had UBS takeover the company, those bonds became worthless, absolutely worthless, $17 billion up in smoke, you’re now seeing investors bringing claims Morgan Stanley, and other major firms like UBS and Credit Suisse sold these bonds to investors. [read post]
8 May 2023, 3:49 pm
The presentation will discuss the use of certain targeting strategies for various users, as well as examine the implications of changes in advertising platforms. [read post]
1 May 2023, 8:42 am
(CRD#:594), BOSTON, MA, B, 11/16/2018 – 05/22/2020, MORGAN STANLEY (CRD#:149777), WILLIAMSVILLE, NY B, 12/06/2013 – 11/27/2018, UBS FINANCIAL SERVICES INC. [read post]
26 Apr 2023, 6:30 am
” Education allows each of us to see ourselves in contexts beyond what we learn before schooling—and that can be disorienting.[10] That is why it cannot be left entirely to parents, although when it comes to preparing their children for civic participation, parents have rights and duties as well.[11] Fear of discomfort from learning is no more sensible than is blaming others for challenges we all face.[12] In honor of Sandy Levinson, however, way forward is to proceed… [read post]
21 Apr 2023, 4:00 am
His staff fielded phone calls from constituents passing along well wishes. [read post]
19 Apr 2023, 7:55 pm
Stanley Goldfarb appeared first on Reason.com. [read post]
17 Apr 2023, 5:16 am
“The basic premise of the First Amendment is that all present instruments of communication, as well as others that inventive genius may bring into being, shall be free from governmental censorship or prohibition. [read post]
14 Apr 2023, 11:30 am
Morgan Securities LLC Willliam Williford Morgan Stanley For example, FINRA Rule 3240 governs borrowing and lending arrangements between registered investment advisors (RIAs) and customers of their member firm. [read post]
14 Apr 2023, 9:24 am
Xnergy Financial LLC NPPEX, LLC Sevag Haddadian Wells Fargo Clearing Services, LLC Morgan Stanley Stefanie Hurkala Wells Fargo Clearing Services, LLC First Investors Corporation Pamelia Owensby UBS Financial Services Inc. [read post]
14 Apr 2023, 4:00 am
Meta Won’t Say If Politicians Can Post AI-Made Fakes Without Warnings MSN – Isaac Stanley-Becker (Washington Post) | Published: 4/7/2023 Political campaign operatives wrote to Meta, the owner of Facebook and Instagram, asking how the company planned to address AI-generated fake images on its platforms. [read post]
13 Apr 2023, 1:27 pm
A similar fact-pattern previously led to a securities lawsuit against tool maker Stanley Black & Decker, involving similar allegations. [read post]
12 Apr 2023, 8:25 am
12:25 Well, it’s a good question. [read post]
5 Apr 2023, 9:50 am
David Alan Sklansky is the Stanley Morrison Professor of Law and Faculty Co-Director of the Stanford Criminal Justice Center. [read post]
