Search for: "State v. Howey" Results 101 - 120 of 136
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2 Aug 2022, 11:04 am by John Murray
The SEC’s jurisdictional argument is based upon the “Howey test,” as articulated in the 1946 Supreme Court case SEC v. [read post]
7 Jun 2018, 3:01 pm by scottgaille
  The Howey Test, deriving from a decades-old case, Securities and Exchange Commission v. [read post]
5 Mar 2020, 1:49 pm by Kevin LaCroix
” — Kristina Littman, as newly appointed SEC Cyber Chief in her 2020 breakout enforcement action, SEC v. [read post]
20 Apr 2022, 9:05 pm by Lee Reiners
Were it not for the “efforts of others” prong of the Howey Test, the majority of digital assets would qualify as investment contracts. [read post]
24 Jul 2023, 9:01 pm by renholding
Under the bill, even where the issuer of an ancillary asset “engaged in entrepreneurial or managerial efforts that primarily determined the value” of the token — which, under the test established by the Supreme Court in SEC v. [read post]
12 Apr 2019, 6:20 am
., on Friday, April 5, 2019 Tags: Board composition, Board leadership, Boards of Directors, California, Diversity, Institutional Investors, Institutional voting, Proxy advisors, SB 826, State law, Surveys Review and Analysis of 2018 U.S. [read post]
18 Dec 2023, 2:48 pm by CFM Admin
State-registered advisers need to examine their states’ regulations to determine who constitutes a “client. [read post]