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14 May 2014, 4:16 am
Over the seven-year period, a total of $21 million was craftily shifted from the MetLife retirement plan product into the TIAA-CREF plan product, then subsequently placed into the MetLife retail annuities. [read post]
28 Mar 2011, 4:00 am
Here are some of the latest entries: - TIAA-CREF Updates Governance Guidelines: No Big Deal - Practice Pointers: Adjournments of Annual Meetings - Voting by Mobile Devices & iPads in Corporate Elections - Retail Proponents Survive Eligibility Challenges - More on "Benchmarking the Number of 'Executive Officers'" - Broc Romanek [read post]
22 Aug 2008, 8:16 pm
In a statement, the PCAOB said it was "gratified" by the decision and noted the court's opinion is consistent with positions taken by several investors and investor groups, including the Council of Institutional Investors, AFL-CIO, and TIAA-CREF, as well as regulatory bodies such as the Securities and Exchange Commission. [read post]
24 Mar 2011, 10:35 am
On Oct. 1, Warren had a scheduled meeting with George Madison, general counsel at Treasury and a former general counsel of TIAA-CREF. [read post]
19 Aug 2008, 9:35 pm
Madison, Executive Vice-President and General Counsel for TIAA-CREF in New York and Martin H. [read post]
11 Dec 2014, 9:49 am
Morriss, managing director at TIAA-CREF, noted that the length of company documents has “exploded,” yet it has not correlated with investor understanding of those documents. [read post]
17 Mar 2009, 11:00 am
We already know that the CREF part of TIAA-CREF has a vote in July. [read post]
25 Aug 2009, 12:29 pm
Rowe Price and TIAA-CREF asked the SEC to set a 5 percent ownership requirement at all companies, rather than permitting lower thresholds at larger companies. [read post]
7 Jan 2022, 2:20 pm
TIAA-CREF Individual & Institutional Services LLC (TC Services) – TIAA-CREF Individual & Institutional Services LLC (TC Services), a subsidiary of Teachers Insurance and Annuity Association of America (TIAA), paid the SEC and New York Attorney General a combined $97 million to settle charges that it misled thousands of investors and failed to disclose conflicts of interest in connection with TIAA employer-sponsored retirement plans… [read post]
7 Jan 2022, 2:20 pm
TIAA-CREF Individual & Institutional Services LLC (TC Services) – TIAA-CREF Individual & Institutional Services LLC (TC Services), a subsidiary of Teachers Insurance and Annuity Association of America (TIAA), paid the SEC and New York Attorney General a combined $97 million to settle charges that it misled thousands of investors and failed to disclose conflicts of interest in connection with TIAA employer-sponsored retirement plans… [read post]
13 Sep 2019, 11:43 am
As Kevin LaCroix of the D&O Diary reported earlier this summer, a recent Delaware Supreme Court opinion involving TIAA-CREF rejected the insurer’s argument that amounts paid in settlement underlying class action lawsuits constituted uninsurable disgorgement. [read post]
27 Jan 2011, 7:23 pm
We have TIAA-CREF, New York Life, and Dexia suing Countrywide (and assorted other defendants). [read post]
8 Nov 2010, 7:42 pm
TIAA-CREF Individual and Instit. [read post]
16 Apr 2010, 12:30 pm
As we approach our 15th anniversary, we can celebrate many successes including: calling attention to femicides in Guatemala, highlighting the failure of Guatemalan authorities to adequately investigate murders of over 1,900 young women; helping to secure the release of Professor Mesfin Woldemariam, Ethopia’s most prominent human rights defender; and successfully lobbying TIAA CREF to adopt socially responsible investment policies. [read post]
11 Mar 2009, 4:00 am
., an independent consulting firm, will conduct a compliance review of every transaction approved by DiNapoli since he took office in February 2007, including those covered under the new regulations and procedures instituted by DiNapoli and the State Insurance Department.The Task Force consists of six member: Chair Shannon O'Brien (former Massachusetts Treasurer); Wale Adeosun (Chief Investment Officer, Rensselaer Polytechnic Institute); Peter Clapman (retired Senior Vice President,… [read post]
3 Sep 2020, 7:51 am
National Securities Corporation Paula Collins TIAA-CREF Individual & Institutional Services, LLC Oppenheimerfunds Distributor, Inc. [read post]
31 Dec 2014, 11:00 am
“For those who are single, whether they’ve always been single or they find themselves single again, there are some unique [estate-planning] issues,” says Doug Rothermich, managing director, wealth-planning strategies at TIAA-CREF. [read post]
21 Mar 2012, 7:06 am
He also noted that if mandatory rotation is limited to the top 40-50 companies, the Big Four would lose one or two clients a year and pick up one or two.The former Comptroller endorsed a letter to the PCAOB from John Biggs, former Chair of TIAA-CREF, stating that mandatory auditor rotation produces a kind of real time peer review. [read post]
26 Jun 2015, 5:30 am
Here are some of the latest entries: – Shareholder Engagement: TIAA-CREF – Delaware Weighs In: Plain Vanilla Advance Notice Bylaws – Some Ways to Shorten 10-Ks & 10-Qs – Shareholder Proposals: Doing Research Through Free Databases – Chamber: Report on How to Deal With Proxy Advisor Conflicts – Jeff Werbitt [read post]
27 Jul 2010, 12:37 pm
Ditto money management outfits like TIAA-CREF or university endowments [read post]
