Search for: "The Nasdaq Stock Market LLC"
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6 Feb 2018, 3:19 pm
“Trading is halted pending the release of material news,” according to NASDAQ. [read post]
8 Jan 2018, 3:37 am
O=PDF&T=&Y=&D=&FID=1001228816&iid=4095755 [5] Nasdaq, Life Storage, Inc. [read post]
16 Nov 2017, 6:32 am
On May 17, 2017, the Nasdaq Stock Market LLC (Nasdaq) announced that it would delist the common shares of United Development Funding IV (Trust). [read post]
27 Oct 2017, 6:24 am
References to “NASDAQ” will be changed to “Nasdaq” References to “The NASDAQ Stock Market LLC” or “NASDAQ Stock Market LLC” will be changed to “The Nasdaq Stock Market LLC” President Trump Signs Bill Directing SEC to Expand Safe Harbor for Certain Investment Fund Research Reports The amended Rule will expand… [read post]
29 Sep 2017, 8:05 am
“Most unsolicited stock recommendations involve stocks that can’t meet the listing requirements of The Nasdaq Stock Market, the New York Stock Exchange or other U.S. stock exchanges. . . . [read post]
19 Sep 2017, 3:06 pm
Thoreson agreed to settle SEC charges that he purportedly manipulated the stock of a microcap company in an attempt to get it listed on the Nasdaq stock exchange. [read post]
2 Aug 2017, 3:15 pm
Reportedly, FINRA is one of the censuring entities, along with the Nasdaq Stock Market, the New York Stock Exchange (NYSE), and the Kansas-based Bats Global Markets, acquired by Chicago Board Options Exchange Holdings, owner of the CBOE, in March of this year. [read post]
2 Aug 2017, 6:45 am
Reportedly, FINRA is one of the censuring entities, along with the Nasdaq Stock Market, the New York Stock Exchange (NYSE), and the Kansas-based Bats Global Markets, acquired by Chicago Board Options Exchange Holdings, owner of the CBOE, in March of this year. [read post]
19 Jul 2017, 2:44 am
Matthew Andresen, CEO of Headlands Technologies LLC, focused his remarks on suggested improvements to the municipal bond market. [read post]
11 May 2017, 6:56 am
United Development Funding IV is a Maryland real estate investment trust listed on The NASDAQ Global Select Market. [read post]
23 Mar 2017, 6:41 am
United Development Funding IV is a Maryland real estate investment trust listed on The NASDAQ Global Select Market. [read post]
20 Mar 2017, 3:58 am
United Development Funding IV is a Maryland real estate investment trust listed on The NASDAQ Global Select Market. [read post]
27 Jan 2017, 9:11 am
According to a company press release, on January 26, 2017, United Development Funding IV (UDF IV) announced that the Nasdaq Listing and Hearing Review Council affirmed the Nasdaq Hearings Panel’ decision to delist the shares of UDF IV from the Nasdaq Stock Market. [read post]
23 Dec 2016, 1:00 am
Nasdaq and NYSE Guidance on Equity Plan Amendments Increasing Share Withholding Posted by David M. [read post]
28 Oct 2016, 6:36 am
This particular REIT promised investors returns of 8% to 10%.The FBI recently raided UDF’s office in suburban Dallas and as a result of the raid, the NASDAQ stock market has delisted UDF IV shares. [read post]
19 Oct 2016, 7:12 am
Meanwhile, after a number of missed deadlines, the Nasdaq stock market has delisted UDF IV shares. [read post]
10 Oct 2016, 10:59 am
United Development Funding IV is a Maryland real estate investment trust listed on The NASDAQ Global Select Market. [read post]
1 Aug 2016, 9:14 am
On July 1, 2016, the Securities and Exchange Commission (the “SEC”) approved, on an accelerated basis, proposed amendments to the listing rules of The Nasdaq Stock Market LLC (“Nasdaq”) to require Nasdaq-listed companies to disclose annually any “compensation” or “other payment” provided by third parties to directors or director-nominees in connection with their candidacy or service on the… [read post]
29 Jul 2016, 6:03 am
Schwarcz, Duke University School of Law, on Monday, July 25, 2016 Tags: Agency costs, Business judgment rule, Capital markets, D&O insurance, Director liability, Financial crisis, Financial regulation, Incentives, Management, Moral hazard, Public interest, Risk committee, Risk oversight, Risk-taking, SIFIs,Systemic risk Delaware Court on LLC Managers’ Authority to Delegate Posted by David A. [read post]
14 Apr 2016, 7:07 am
For those of you who follow the stock market closely, you may recall that the company used to be traded on the NASDAQ stock exchange under the ticker symbol BEAR, but was later taken private in 2005. [read post]
