Search for: "The Stephen Morgan"
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8 Dec 2019, 4:03 pm
Britain’s Digital, Culture, Media and Sport Secretary Nicky Morgan in a BBC Radio 4 interview on the 7 December 2019 said “if that is the case, that obviously is extremely serious. [read post]
6 Dec 2019, 3:00 am
Hunter Enters Plea in Federal Campaign Finance Case, Telling Judge, ‘Guilty’ San Diego Union-Tribune – Morgan Cook, Kristina Davis, and Jeff McDonald | Published: 12/3/2019 U.S. [read post]
3 Dec 2019, 3:00 am
Campaign Finance Georgia: “Abrams Campaign Seeks Dismissal of Request for Additional Documents in Ethics Probe” by Stephen Fowler for Georgia Public Broadcasting New Mexico: “Regulators Late on Campaign Finance Checks” by Morgan Lee (Associated Press) for Albuquerque Journal Elections Pennsylvania: “A Pennsylvania County’s Election Day Nightmare Underscores Voting Machine Concerns” by Nick Corasaniti (New York Times) for MSN Ethics… [read post]
26 Nov 2019, 7:44 am
According to FINRA Disciplinary actions for November 2019, the following individuals were suspended from FINRA and cannot currently work for a FINRA brokerage firm for failing to provide FINRA with information it requested or to keep information current with FINRA pursuant to FINRA rules: NAME FORMER EMPLOYERS Ajayi, Emmanuel JP Morgan Securites LLC HSBC Securities (USA) Inc Arts, Christopher Scarsdale Equities LLC Leeb Brokerage Services … [read post]
25 Nov 2019, 12:40 pm
Stephen M. [read post]
13 Nov 2019, 1:10 pm
Justice Stephen Breyer seemed to agree. [read post]
7 Oct 2019, 3:54 pm
” The justices spent much of the argument of Morgan Chu, representing NantKwest, exploring the boundaries of the American rule – with questions about whether statutes that referred only to “fees” or the costs of “the services of [government] personnel” would be clear enough to satisfy the presumption that Chu drew from the American rule. [read post]
13 Sep 2019, 7:25 am
Below the fold are the results of the 2019-2020 Law Professor Twitter Census. [read post]
24 Aug 2019, 6:30 am
This event is closed to the public.Student Presenters:Jonathon Booth, Harvard University (jonathonbooth@g.harvard.edu) The Birth of Policing in Post-Emancipation JamaicaLauren Feldman, Johns Hopkins University (lauren.feldman@jhu.edu) Constructing Legal Matrimony and the State in New York and the United States: Debating New York's Marriage Act of 1827 and its EffectsJamie Grischkan, Boston University (jgrisch@bu.edu) Banking, Law, and American Liberalism: The Rise and… [read post]
21 Aug 2019, 1:09 pm
Student Presenters: Jonathon Booth, Harvard University (jonathonbooth@g.harvard.edu)The Birth of Policing in Post-Emancipation JamaicaLauren Feldman, Johns Hopkins University (Lauren.feldman@jhu.edu)Constructing Legal Matrimony and the State in New York and the United States: Debating New York’s Marriage Act of 1827 and its EffectsJamie Grischkan, Boston University (jgrisch@bu.edu)Banking, Law, and American Liberalism: The Rise and Regulation of Bank Holding Companies in the Twentieth… [read post]
7 Jul 2019, 4:23 pm
Tommy Robinson, real name Stephen Yaxley-Lennon, could face prison again after being found in contempt of court for filming defendants in a criminal trial and broadcasting the footage on social media. [read post]
1 Jul 2019, 12:43 pm
According to FINRA Disciplinary actions for June 2019, the following individuals were suspended from FINRA for failing to comply with a FINRA arbitration award or settlement agreement pursuant to FINRA rules: NAME FORMER EMPLOYERS Andrews, Helen Morgan Stanley Barclays Capital Inc Andreyeva, Tatyana Westpark Capital, Inc Fordham Financial Management, Inc Basarian, Gary Royal Alliance Associates, Inc Integrated Resources… [read post]
30 Jun 2019, 4:07 pm
Dame Victoria was one of the two judges who, on 14 May 2019, decided that Stephen Laxley-Lennon (aka Tommy Robinson) should face fresh contempt proceedings. [read post]
27 Jun 2019, 6:28 am
According to BrokerCheck records financial advisor Stephen Whittaker (Whittaker), formerly employed by First Financial Equity Corporation (First Financial) and previously with Morgan Stanley has been subject to at least 2 customer complaints, one bankruptcy filing, and two terminations for cause during the course of his career. [read post]
5 Jun 2019, 11:15 am
Morgan, the SEC accused him and his entities Morgan Acquisitions and Morgan Mezzanine Fund Manager of running a Ponzi fraud scam, raising over $80M from investors. [read post]
29 May 2019, 2:57 am
This even over the express request of the prosecutor” to have the judge unseal most records [Eugene Volokh] Baltimore corruption and development, red flag law, Montgomery Countyites for private toll lanes, Yuripzy Morgan show and more in my latest Maryland policy roundup; A point I’ve been making for years about the Electoral College: one of its underrated benefits is in bolstering election integrity by much shortening the list of jurisdictions in which a material chance of… [read post]
24 May 2019, 9:20 am
A Financial Industry Regulatory Authority (FINRA) arbitration panel has awarded $519,000 to Stephen and Brenda Balock in their investor fraud claim against Morgan Stanley (MS). [read post]
22 May 2019, 11:38 am
The investors, Stephen and Brenda Balok, in a lawsuit filed in 2016, alleged that Morgan Stanly engaged in deceptive trade practices, negligent misrepresentation and supervision and breaches of fiduciary duty and contract that resulted in losses in eight of their accounts held with the broker-dealer, according to the arbitration award document. [read post]
19 May 2019, 4:15 pm
Last Week in the Courts On Monday 13 May 2019 Soole J heard the meaning trial in the case of Morgan v Times Newspapers Ltd. [read post]
17 May 2019, 8:42 am
Massachusetts Secretary of the Commonwealth William Galvin has filed charges against broker-dealer Janney Montgomery Scott accusing the firm of not properly supervising broker Stephen Querzoli during his trading of Class A mutual fund shares from 2012 to 2017. [read post]
