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19 May 2010, 2:59 am by By DEALBOOK
Financial chaos is about to hit the world's second-largest government bond market, traders were saying as they responded to the German ban Tuesday, The Telegraph reported. [read post]
14 May 2010, 10:32 am by By DEALBOOK
A big mystery seller of futures contracts during the market meltdown last week was not a hedge fund or a high-frequency trader as many have suspected, but the money manager Waddell & Reed Financial, according to a document obtained by Reuters. [read post]
9 Mar 2010, 2:31 pm by By DEALBOOK
A former stock loan trader at Morgan Stanley and Bank of America in New York received well over $100,000 of cash kickbacks by steering orders to other brokerage firms, the Securities and Exchange Commission said in a lawsuit filed Tuesday. [read post]
15 Dec 2020, 10:00 pm
Traders selling goods, services, and/or digital content online to consumers in the United Kingdom and the European Union need to comply with laws requiring the provision of certain information as part of the sales process. [read post]
6 Jun 2013, 10:40 am by CorporateAcquisitions MergerLawBlogger
This came across the Twitter-machine while I was sitting in the 8th Annual Carroll School Finance Conference this morning: The Securities and Exchange Commission today announced an emergency court order to freeze the assets of a trader in Bangkok, Thailand,... [read post]
14 Apr 2010, 12:44 pm by Securites Lawprof
The SEC today voted to issue a proposal to establish a large trader reporting system, and separately proposed to put in place two investor protection measures in options markets that currently exist in stock markets. [read post]
5 May 2009, 2:30 pm
A day trader involved in the insider trading case against the husband of former public relations executive Nina Devlin pleaded guilty on Tuesday to making millions of dollars trading on confidential information about pending mergers. [read post]
7 Jun 2010, 4:30 am by By DEALBOOK
Julian Barnett, a former star trader at London hedge fund Polar Capital, has raised almost $200 million for his own venture, Ridley Park Capital, The Financial Times reported. [read post]
16 Sep 2010, 3:55 am by By DEALBOOK
Goldman Sachs proprietary traders who created a hedge fund within the firm in 2007 have generated a return of about 3 percent this year, beating the industry average, Bloomberg News reported, citing people briefed on the gain. [read post]
22 Nov 2011, 4:41 am by By JULIA WERDIGIER
Adoboli, a former UBS trader charged with fraud, could have an additional four weeks to look at evidence and get legal advice before entering a plea. [read post]
15 Sep 2011, 5:02 am by By THOMAS KAPLAN
The UBS employee follows a long line of rogue traders. [read post]
23 Jun 2010, 3:48 am by By DEALBOOK
A former trader at AKO Capital, a London hedge fund, must pay about $421,000 in fines and restitution after being the first person to plead guilty to insider-trading charges in the United Kingdom, Bloomberg News reported. [read post]
24 Jul 2009, 4:20 am
A ban on "naked" trading in the $26.4 trillion credit-default swaps market being considered by U.S. lawmakers would have the unintended consequence of making it more expensive for companies to borrow, traders said. [read post]
4 Apr 2012, 4:56 am by By MARK SCOTT
Alex Hope, 23, a trader who once spent $200,000 on a single bottle of champagne, has been arrested by British authorities in connection with an unauthorized foreign exchange trading scheme, City A.M. reports. [read post]
15 Dec 2020, 10:00 pm
Traders selling goods, services, and/or digital content online to consumers in the United Kingdom and the European Union need to comply with laws requiring the provision of certain information as part of the sales process. [read post]
15 Dec 2020, 10:00 pm
Traders selling goods, services, and/or digital content online to consumers in the United Kingdom and the European Union need to comply with laws requiring the provision of certain information as part of the sales process. [read post]
15 Dec 2020, 10:00 pm
Traders selling goods, services, and/or digital content online to consumers in the United Kingdom and the European Union need to comply with laws requiring the provision of certain information as part of the sales process. [read post]
15 Dec 2020, 10:00 pm
Traders selling goods, services, and/or digital content online to consumers in the United Kingdom and the European Union need to comply with laws requiring the provision of certain information as part of the sales process. [read post]
27 Mar 2010, 9:46 pm by By DEALBOOK
Day traders are still out there, betting that they can beat the odds and make money. [read post]
4 Apr 2011, 6:46 am by By DEALBOOK
A Deutsche Bank trader who was instrumental in building the bank's emerging markets trading business has left with his team to start a hedge fund, Financial News reports. [read post]