Search for: "The Underwriters Group, Inc."
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21 Sep 2022, 12:37 pm
This information is all publicly available and provided to you by the White Law Group. [read post]
23 Feb 2012, 8:55 pm
Goldman Sachs Group Inc., a securities fraud lawsuit, may proceed as a class action case. [read post]
7 Jan 2011, 8:29 am
Chironis, a stockbroker with Capital Growth Financial, Inc., with a significant history of customer initiated, investment related complaints, agreed to settle charges and agreed to the entry of certain findings of fact, that he churned the securities accounts belonging to a group of nuns, the Sisters of Charity, some of whom lived in an assisted living center. [read post]
4 Aug 2023, 5:55 pm
Delays in payment also could complicate year end underwriting for renewals. [read post]
16 Dec 2011, 10:54 pm
(The 22 investors include the Federal Reserve Bank of New York, Black Rock Inc., Goldman Sachs Asset Management, MetLife Inc., and PIMCO). [read post]
20 Dec 2011, 12:54 pm
Underwriters Inc. v. [read post]
10 Dec 2007, 12:58 am
Lexington Insurance Company, a member company of American International Group, Inc. [read post]
5 Jul 2016, 5:00 am
This shift to state courts "is exactly what Congress sought to prevent when it enacted SLUSA" (Cyan, Inc. v. [read post]
10 Jul 2019, 1:35 am
John Butler is a senior associate in the insurance and reinsurance group at CMS, specialising in maritime disputes. [read post]
31 Dec 2018, 1:04 pm
According to Bloomberg, market woes have left Goldman Sachs Group Inc. [read post]
3 Jan 2011, 10:49 am
The Brickman Group, Ltd. [read post]
22 May 2014, 6:30 am
©2014 Amaxx Risk Solutions, Inc. [read post]
31 Mar 2015, 5:12 am
Macquarie Capital (USA) Inc. has reportedly agreed to settle the SEC’s charges by paying $15 million and separately covering the costs of setting up a Fair Fund to compensate investors who suffered losses after purchasing shares in the public offering by Puda Coal. [read post]
Investors Left Out of the Auction Rate Securities Regulatory Settlements Are Suing to Recover Losses
22 Jun 2009, 9:46 am
These stranded investors purchased auction rate securities from "downstream" broker-dealers who sold but did not underwrite auction rate securities. [read post]
13 Mar 2015, 5:30 am
©2014 Amaxx Risk Solutions, Inc. [read post]
1 Nov 2021, 10:11 am
For more information on the firm’s investigations please see: Cantone Research Inc Accused of Fraud FINRA Complaint: Cantone Research Inc. [read post]
15 Apr 2010, 4:35 pm
© 2010 Amaxx Risk Solutions, Inc. [read post]
26 Aug 2013, 12:14 pm
©2013 Amaxx Risk Solutions, Inc. [read post]
14 Oct 2008, 12:54 pm
Sources: Prudential Financial, National Underwriter, Hoovers, CNN/Money [read post]
11 Dec 2020, 6:56 am
Cantor Fitzgerald Canada Corporation was lead underwriter and sole bookrunner for the offering, which included underwriters BMO Nesbitt Burns Inc., H.C. [read post]
