Search for: "Troy A. Paredes"
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23 Jul 2020, 8:30 am
A combination of Geithner’s and FSOC’s public pressure on the SEC coupled with a response by the SEC’s economics division (now called DERA) to a request for additional market data from a bipartisan block of SEC commissioners (Luis Aguilar (D), Troy Paredes(R), and Daniel Gallagher (R)) likely secured the votes needed to propose the SEC’s second round of MMF reforms, which were finalized in 2014. [read post]
12 Jan 2012, 1:07 pm
Aguilar’s view, the situation cannot continue ad infinitum.Commissioner Troy Paredes also asked about the timing of the inspection reports and how to close the gap to achieve the goal of issuance six months after inspectors leave the field. [read post]
19 Apr 2010, 2:12 pm
Republican Commissioners Kathleen Casey and Troy Paredes voted against making the charges against Goldman Sachs. [read post]
6 Jul 2012, 1:46 pm
(Even at the SEC Schapiro reportedly has opponents to her pursuit of more money fund reforms: Luis Aguilar, Daniel Gallagher, and Troy Paredes. [read post]
5 Oct 2009, 5:00 am
Troy A. [read post]
27 Jan 2011, 1:32 am
SEC Commissioners Kathleen Casey and Troy Paredes share this view in their Statement Regarding Study on Investment Advisers and Broker-Dealers and emphasized the need for further research before any uniform fiduciary standard rulemaking begins. [read post]
6 Apr 2011, 5:00 am
Bondi, a litigation partner at Cadwalader, Wickersham & Taft LLP and former counsel to SEC Commissioners Troy Paredes and Paul Atkins for enforcement matters. [read post]
16 Oct 2009, 5:00 am
Troy A. [read post]
12 Apr 2012, 11:56 am
SEC commissioner Troy Paredes and former FDIC Chairman Sheila Bair have argued that the rule is so complicated that agencies should repropose it and start all over again. [read post]
27 Jan 2022, 10:33 am
Panelists included four former SEC officials: MaryJo White (chair), Troy Paredes (Commissioner), Bill Hinman (director of Division of Corporation Finance), and Stephanie Avakian (co-director of Enforcement).Cybersecurity. [read post]
22 May 2009, 11:29 am
" The SEC's two Republican commissioners, Kathleen Casey and Troy Paredes, both voted against the access proposal. [read post]
24 Dec 2023, 9:05 pm
Sunstein, Troy A. [read post]
9 Sep 2010, 2:40 pm
Vice President Walter Mondale will give a keynote address the evening before, and SEC Commissioner Troy Paredes will speak at lunch. [read post]
15 Mar 2010, 12:54 pm
Mary Schapiro and Elisse Walter have spent most of their adult lives as securities regulators; Kathleen Casey worked as a staffer on Capitol Hill; and Troy Paredes was a corporate and securities law professor after working for a few years at BigLaw. [read post]
3 Mar 2011, 11:41 am
The SEC voted to propose these rules with two dissenting votes, including the vote of Commissioner Troy Paredes. [read post]
14 Jun 2015, 9:29 pm
Paredes Disclosure is powerful, but that does not mean that more disclosure is always better than less. [read post]
1 Jan 2013, 9:30 pm
SEC Commissioner Troy Paredes expressed this concern at the program’s outset, stating that “the Commission should have underpinned the integrity of internal compliance programs by requiring a whistleblower, in order to receive a bounty, to have internally reported the same information as . . . provide[d] to the SEC. [read post]
29 Jun 2011, 5:34 am
In dissent, Commissioners Kathleen Casey and Troy Paredes argued that the new requirements would blur the distinction between registered advisers and so-called “exempt reporting advisers. [read post]
25 May 2011, 11:33 am
” Commissioner Troy Paredes shared Casey's concerns in voting against the rules, arguing that the final rule “unduly erodes the value of internal compliance programs. [read post]
30 May 2013, 2:35 pm
Michael Piwowar is to replace SEC Republican Commissioner Troy Paredes, whose term is expiring in June, and Kara Stein is to replace SEC Democratic Commissioner Elisse Walter. [read post]
