Search for: "U. S. Securities and Exchange Commission"
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1 Jul 2022, 6:32 am
Securities and Exchange Commission. [read post]
1 Jul 2022, 6:32 am
Securities and Exchange Commission. [read post]
27 Jun 2022, 9:05 pm
Last February, the Securities and Exchange Commission proposed to “modernize” the reporting of beneficial ownership of a company’s stock under section 13(d) of the 1934 Securities Exchange Act. [read post]
19 Jun 2022, 5:08 am
Pozen, Freedom of Information Beyond the Freedom of Information Act, 165 U. [read post]
5 Jun 2022, 4:26 pm
DLA Piper has provided a summary of the 5 things you need to know about the EU Commission’s draft Regulation on the European Health Data Space. [read post]
18 May 2022, 9:01 pm
I’m honored to appear before you for the second time as Chair of the Securities and Exchange Commission. [read post]
18 May 2022, 6:31 am
Securities and Exchange Commission, on Wednesday, May 18, 2022 Editor's Note: Gary Gensler is Chair of the U.S. [read post]
18 May 2022, 6:31 am
Securities and Exchange Commission, on Wednesday, May 18, 2022 Editor's Note: Gary Gensler is Chair of the U.S. [read post]
16 May 2022, 7:24 am
In April 2020, as Myanmar’s military continued its crackdown, we started to see small armed groups form and start to harass SAC troops assigned to internal security duties. [read post]
2 May 2022, 4:03 am
Commission for inclusion in its sixth round of sanctions against Moscow. [read post]
28 Apr 2022, 9:01 pm
But nothing takes place in a vacuum, and the meteoric rise in SPACs and the Commission’s proposed rulemaking must be considered in the context of changes in both the public and private markets. [read post]
27 Apr 2022, 6:23 am
Securities And Exchange Commission initiated its own complaint alleging that Molo “stole” more than $800,000 from senior citizen investors without their knowledge or authorization. [read post]
26 Apr 2022, 9:01 pm
Thus, in January, the Commission proposed a new definition for “exchange” that would cover additional fixed income platforms and some systems that bring together buyers and sellers for other securities asset classes.[21] In addition, I’ve asked staff to consider ways to increase fair access to electronic trading platforms that would fall within the expanded definition of “exchange,” with the goal of making the benefits of these… [read post]
21 Apr 2022, 5:45 am
Securities and Exchange Commission. [read post]
21 Apr 2022, 5:45 am
Securities and Exchange Commission. [read post]
18 Apr 2022, 3:30 am
Securities and Exchange Commission (SEC) has recognized the need for reform. [read post]
31 Mar 2022, 1:19 pm
Securities and Exchange Commission (SEC) and Commodity Futures Trading Commission (CFTC). [read post]
18 Mar 2022, 8:18 am
JEFFREY NEWMAN REPRESENTS WHISTLEBLOWERS INCLUDING IN CASES OF SECURITIES AND EXCHANGE COMMISSION WHISTLEBLOWER CASES, MONEY LAUNDERING CASES UNDER THE TREASURY PROGRAM AS WELL AS IN FALSE CLAIMS ACT MATTERS REGARDING FRAUDULENT BILLING. [read post]
14 Mar 2022, 2:20 pm
Security and Exchange Commission regulations. [read post]
7 Mar 2022, 10:33 am
The Securities and Exchange Commission also has a whistleblower program to report securities fraud and the whistleblower is entitled to substantial rewards if their information aids the Commission in a prosecution or investigation.The tool was announced in the January 2021 Communication on fostering the openness, strength and resilience of the European economic and financial system. [read post]
