Search for: "U.S. Security Associates" Results 101 - 120 of 20,704
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6 Oct 2009, 12:33 pm
JOHN TAFT testified today on behalf of SECURITIES INDUSTRY AND FINANCIAL MARKETS ASSOCIATION before U.S. [read post]
6 Oct 2010, 3:18 pm by Robert Chesney
  But to what extent does it implicate U.S. national security? [read post]
6 Mar 2017, 4:26 pm by Kevin LaCroix
Supreme Court held that the U.S. securities laws do not apply extraterritorially. [read post]
12 Jun 2013, 9:31 am by LEG
Appelbaum recently secured a victory for three firm clients in a trial before Judge Robert Mark of the U.S. [read post]
6 Mar 2011, 2:57 pm by James Hamilton
In a letter to the SEC and CFTC, the Securities Industry and Financial Markets Association urged the Commissions to carefully consider comity and the extraterritorial application of the derivatives provisions in Title VII of Dodd-Frank when adopting swap dealer regulations for a global marketplace. [read post]
22 Aug 2023, 8:46 am by The White Law Group
Moon, reportedly associated with NYLife Securities, is said to have engaged in trading activities through his companies, Increase Financial Strategies LLC and Faith Financial Strategies, from 2020 to 2021. [read post]
18 Oct 2023, 6:30 am
The resulting different interpretations of the same securities law induce within-country and over-time variations in firms’ expected litigation costs associated with securities law violations. [read post]
18 Oct 2023, 6:30 am
The resulting different interpretations of the same securities law induce within-country and over-time variations in firms’ expected litigation costs associated with securities law violations. [read post]
25 Sep 2007, 1:15 pm
"Mukasey Security Detail Filed Complaint": The Associated Press provides a report that begins, "Emptying the trash, carrying groceries and toting golf clubs were among duties allegedly assigned to U.S. marshals protecting two federal judges in New York over the last decade - one of whom has been nominated to be the next U.S. attorney general. [read post]
20 Feb 2024, 9:02 pm by News Desk
NAMI is the nation’s oldest and largest trade association representing the U.S. [read post]