Search for: "US Securities and Exchange Commission"
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7 May 2024, 11:37 am
Don’t include the Securities and Exchange Commission logo on your website. [read post]
7 May 2024, 7:35 am
The review includes regulatory sanctions from the Financial Industry Regulatory Authority (FINRA), the US Securities Exchange Commission (SEC) and state regulators. [read post]
6 May 2024, 9:05 pm
Public companies face a wide range of legal claims, yet the Financial Accounting Standards Board (FASB) and the Securities and Exchange Commission (SEC) have questioned whether public companies provide sufficient disclosure to warn investors of potential losses from these claims. [read post]
6 May 2024, 8:39 am
By the early 1990s, digital registries such as the Art Loss Register (ALR) and commissions like the Commission for Art Recovery were established worldwide, specifically focusing on the identification of stolen artworks. [read post]
4 May 2024, 8:31 pm
Examples of these other exposures that lax privacy, data security, data breach and other cybersecurity practice may create include: Business operating losses from resulting operational disruptions and damages to customer, business partner, shareholder and public trust; Federal Sentencing Guidelines organizational criminal liability arising from violations of electronic crime and other federal criminal data privacy and security laws; Federal Trade Commission Act… [read post]
3 May 2024, 9:05 pm
Securities and Exchange Commission and the Consumer Financial Protection Bureau only have jurisdiction over TPLF under limited circumstances, such as when TPLF lenders register securities on national exchanges. [read post]
2 May 2024, 2:44 pm
The law also includes salaries, wages, overtime pay, bonuses, commissions, royalties, rents, dividends, severance pay, pensions, trust income, annuities, social security benefits, and benefits that are not means tested. [read post]
2 May 2024, 8:08 am
Securities and Exchange Commission 23-741Issue: Whether the cross-appeal rule, which prohibits the granting of a remedy in favor of an appellee absent the filing of a cross-appeal, is jurisdictional or otherwise mandatory, or instead admits of any exception, including, among other things, for remands or changes in substantive law. [read post]
1 May 2024, 10:16 pm
FINRA, the self-regulator that oversees brokers and brokerage firms and the SEC (Securities and Exchange Commission) may impose sanctions such as censures, fines, suspensions and restitution, among others. [read post]
1 May 2024, 9:05 pm
In the meantime, we must hope for the European Securities and Markets Authority (ESMA) to give further guidance. [read post]
1 May 2024, 6:30 am
The US Securities and Exchange Commission (“SEC”) and the Commodity Futures Trading Commission (“CFTC”) have overhauled Form PF and private fund managers have until March 12, 2025, to begin reporting on the new Form. [read post]
1 May 2024, 6:30 am
The US Securities and Exchange Commission (“SEC”) and the Commodity Futures Trading Commission (“CFTC”) have overhauled Form PF and private fund managers have until March 12, 2025, to begin reporting on the new Form. [read post]
30 Apr 2024, 6:08 am
Doing a favor for Schwartzenegger helped the company secure his cooperation with other AMI magazines like Us, Muscle Fitness, and Flex. [read post]
29 Apr 2024, 9:05 pm
The former head of the Securities Commission (CVM) referred to testimony that asserted JBS had bribed 1,829 politicians. [read post]
29 Apr 2024, 8:27 am
(credit: Getty Images | Win McNamee ) The US Supreme Court today rejected Elon Musk's attempt to terminate his settlement with the Securities and Exchange Commission. [read post]
29 Apr 2024, 5:52 am
Blockchain Association’s members are software developers, infrastructure providers, exchanges, custodians, investors, and others supportive of the blockchain ecosystem. [read post]
28 Apr 2024, 8:35 am
Securities and Exchange Commission (SEC) stating that it had interests in Cumulus exceeding the 5% threshold. [read post]
26 Apr 2024, 12:59 pm
On April 4, Senator Charles Grassley (R-IA), Ranking Member of the Senate Committee on the Budget, wrote a letter to Gary Gensler, the Chair of the Securities and Exchange Commission (SEC), expressing concerns about delays and lack of transparency in the agency’s whistleblower compensation. [read post]
26 Apr 2024, 10:47 am
In exchange, the homeowner agrees to use the agent’s services exclusively when selling the property within a specific timeframe, typically 30 to 40 years. [read post]
25 Apr 2024, 9:05 pm
Securities and Exchange Commission, 140 S. [read post]
