Search for: "US Securities and Exchange Commission v. Brown"
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25 Jun 2018, 4:18 am
Securities and Exchange Commission, in which the court held last week that SEC administrative law judges are “officers of the United States” within the meaning of the appointments clause, who have to be appointed by the president, a court or a department head, is an example of the justice’s “wrestling the court’s far-right justices to a draw in order to forestall disaster. [read post]
3 Oct 2022, 5:56 am
Unspoken in this exchange is the failure of the proposed war crimes legislation to include command or superior responsibility liability. [read post]
1 Feb 2019, 10:51 am
The deterrent effect of the Securities and Exchange Commission’s enforcement intensity on illegal insider trading: evidence from run-up before news events. [read post]
20 Aug 2015, 7:11 am
Dax White is the managing partner of the White Law Group, a national securities, fraud securities, arbitration, and investor protection law firm. [read post]
4 Feb 2022, 8:19 am
Billing similarly exempted from antitrust law conduct that was pervasively regulated by the Securities & Exchange Commission (SEC). [read post]
12 Dec 2017, 4:36 pm
Securities and Exchange Commission (SEC) made two key announcements in September of 2017. [read post]
8 Feb 2007, 5:00 pm
Brown & Williamson Tobacco Corp., 509 U.S. 209 (1993), the U.S. [read post]
3 Feb 2020, 12:42 pm
Richard Brown, the commander of naval surface forces for U.S. [read post]
10 Apr 2016, 9:17 pm
Disclosure Commission (2007), our forefathers “did not trust any government to separate the true from the false for us” in the realm of politics. [read post]
14 Jan 2014, 9:48 am
It also was announced that the Securities and Exchange Commission was deploying predictive coding to its Division of Enforcement staff to search and analyze hundreds of terabytes of ESI. [read post]
23 Mar 2011, 6:26 am
Those familiar with the current “libel tourism” debate – either in the UK or the US – should take note of two recent Canadian decisions: Black v. [read post]
30 Mar 2024, 5:14 am
Like the EPA in Sarinsky’s piece, agencies should follow the good example of the Securities and Exchange Commission in SEC v. [read post]
23 Aug 2008, 1:23 am
Please join the discussion by adding your comments on any of these stories, and please do let us know if you think we’ve missed something important, or if there is a source you think should be monitored. [read post]
7 Oct 2015, 4:46 pm
July 10, 2013) (holding attorney-client privilege and work-product protection were waived where company voluntarily provided to the Securities Exchange Commission the content of interview notes and summaries prepared by counsel); but see SEC v. [read post]
11 Sep 2022, 4:28 am
If that view had prevailed in the past, Brown v. [read post]
28 Apr 2009, 7:14 am
Co. v. [read post]
2 Jun 2011, 7:42 am
Brief Summary of Rules Section 922 of Dodd-Frank added new Section 21F to the Securities Exchange Act of 1934 entitled, “Securities Whistleblower Incentives and Protection. [read post]
15 Dec 2017, 9:01 am
If you would like to be added to our distribution list, please contact us. **** December 15, 2017 Clients, Friends, Associates: Holiday celebrations bring welcomed joy and excitement to the busiest time of year for most investment managers. [read post]
15 Dec 2017, 9:01 am
If you would like to be added to our distribution list, please contact us. **** December 15, 2017 Clients, Friends, Associates: Holiday celebrations bring welcomed joy and excitement to the busiest time of year for most investment managers. [read post]
18 Jan 2011, 11:58 am
Attorney John Avery appeared on behalf of the Securities and Exchange Commission (SEC). [read post]
