Search for: "US Securities and Exchange Commission v. Smith"
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14 Sep 2020, 9:49 am
Smith, upholding a conviction in which “the government had illegally accessed a voicemail message from the defendant that suggested that he was involved in insider trading,” and the “voicemail led the Securities and Exchange Commission to investigate the defendant,” which in turn ultimately led to his conviction for violating securities laws. [read post]
8 May 2022, 9:05 pm
Securities and Exchange Commission. [read post]
5 Oct 2018, 5:52 am
Securities and Exchange Commission, on Saturday, September 29, 2018 Tags: Capital markets, Cryptocurrency, Derivatives, Disclosure, Engagement, Exchange-traded funds, Human capital, Investment advisers, Oversight, Retail investors, SEC, US House The SEC and Foreign Private Issuers: A Path to Optimal Public Enforcement Posted by Yuliya Guseva (Rutgers), on Sunday, September 30, 2018 … [read post]
1 Apr 2011, 8:27 am
Capute of the Securities and Exchange Commission (SEC), Lynn K. [read post]
29 Jun 2018, 4:17 am
Securities and Exchange Commission, in which the court invalidated the appointments of the SEC’s administrative law judges, concluding that“in the near term the SEC (and perhaps other agencies) will have to redo a series of (in some cases fairly old) administrative cases, potentially straining resources and possibly prompting the agency to tap other ALJs. [read post]
26 Jun 2015, 12:00 pm
Securities and Exchange Commission 14-471Issue: Whether a defendant in a Securities and Exchange Commission civil enforcement action can be ordered to disgorge profits that he or she never received, possessed, or controlled, but that instead accrued directly to innocent third parties. [read post]
21 Oct 2018, 4:59 pm
The case examines a post made by Musk on social media stating he was considering privatising Tesla and the following investigation by the United States Securities and Exchange Commission. [read post]
11 Apr 2013, 3:33 pm
The EEOC Determined in Mia Macy v. [read post]
24 Apr 2018, 1:47 pm
Both cases involve the process of inter partes review added to the Patent Act in 2012 as part of the Leahy-Smith America Invents Act. [read post]
8 Aug 2023, 9:05 pm
Securities and Exchange Commission. [read post]
16 Jun 2016, 2:48 pm
Securities and Exchange Commission’s (SEC’s) cybersecurity regulatory and enforcement onslaught continues . . . [read post]
29 Sep 2023, 8:59 am
California Coastal Commission and Dolan v. [read post]
21 Jun 2017, 7:59 am
Somers, 16-1276 Issue: Whether the anti-retaliation provision for “whistleblowers” in the Dodd-Frank Wall Street Reform and Consumer Protection Act of 2010 extends to individuals who have not reported alleged misconduct to the Securities and Exchange Commission and thus fall outside the act’s definition of “whistleblower. [read post]
22 Feb 2016, 4:36 pm
The registration process requires that the information provided is accurate; however, the Securities and Exchange Commission (SEC, which was created under the 1934 Act) does not guarantee its accuracy. [read post]
9 May 2024, 9:32 am
After the exchange became heated, defendant shot and killed the driver. [read post]
8 Oct 2010, 6:58 am
Smith of Latham & Watkins LLP. [read post]
25 Jun 2018, 4:18 am
Securities and Exchange Commission, in which the court held last week that SEC administrative law judges are “officers of the United States” within the meaning of the appointments clause, who have to be appointed by the president, a court or a department head, is an example of the justice’s “wrestling the court’s far-right justices to a draw in order to forestall disaster. [read post]
24 May 2023, 6:37 am
Part of Just Security’s work on accountability and election law. [read post]
21 May 2012, 4:54 am
Brighton Festival (Brighton Dome, Corn Exchange). 30 May, 9am – 7.30pm: Conference: ‘After phone hacking, what next? [read post]
1 Feb 2010, 6:36 am
The Numbers and Trends By virtually all statistical measures, the level of enforcement activity has increased substantially under this Commission. [read post]
