Search for: "United States Commodity Futures Trading Commission"
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15 Nov 2019, 10:20 am
Fifteen million dollars is how much the United States Commodity Futures Trading Commission’s (CFTC) Whistleblower Program paid whistleblowers in FY 2019 according to the agency’s annual report to Congress. [read post]
2 Nov 2020, 9:24 am
Commodity Futures Trading Commission (CFTC) released its 2020 Annual Report on the Whistleblower Program and Customer Education Initiatives. [read post]
1 Oct 2018, 1:49 pm
On October 1, 2018, the Commodity Futures Trading Commission’s (“CFTC”) Chairman, J. [read post]
18 Jul 2019, 10:37 am
"Today the SEC, along with our colleagues at the Commodity Futures Trading Commission, are holding him accountable for his misconduct, which harmed both the fund and its investors. [read post]
21 Apr 2015, 3:51 pm
After Navinder Singh Sarao was taken into custody, federal prosecutors unsealed a criminal complaint against him, and the United States Commodity Futures Trading Commission (CFTC) also unsealed a related civil case. [read post]
21 Apr 2015, 3:51 pm
After Navinder Singh Sarao was taken into custody, federal prosecutors unsealed a criminal complaint against him, and the United States Commodity Futures Trading Commission (CFTC) also unsealed a related civil case. [read post]
24 Oct 2022, 6:45 am
”To reduce disruptions in the FX market, the IAA suggests several options for actions the Commission could take, separately or with the CFTC, including:The Commission could consult with the Commodity Futures Trading Commission (CFTC), which has primary responsibility for overseeing foreign currency trading, to determine whether that agency can take any action in the FX markets to support the SEC’s move to T+1 settlement.The… [read post]
14 Feb 2018, 10:09 am
In particular, the decision concludes that Commodity Futures Trading Commission (CFTC) rules on risk monitoring and mitigation for over-the-counter derivative contracts not cleared by a central counterparty are equivalent to EMIR. [read post]
21 Apr 2020, 12:46 pm
In November 2019, the financial services regulators responsible for the Volcker Rule regulations (the Board of Governors of the Federal Reserve Board, the Office of the Comptroller of the Currency, the Commodity Futures Trading Commission, the Federal Deposit Insurance Corporation and the Securities and Exchange Commission, collectively, the “Agencies”) issued final rules revising the proprietary trading restrictions placed on certain… [read post]
22 Mar 2010, 9:02 pm
David Stawick Secretary Commodity Futures Trading Commission 1155 21st Street, NW Washington, DC 20581 Re: Request for Comment on Proposed Regulation of Off-Exchange Retail Foreign Exchange Transactions and Intermediaries Dear Mr. [read post]
30 Oct 2019, 4:56 pm
Commodity Futures Trading Commission (“CFTC”) Chairman Heath P. [read post]
29 Mar 2011, 10:42 am
The abstract follows: A 2004 study of the results of stock trading by United States Senators during the 1990s found that that Senators on average beat the market by 12% a year. [read post]
29 Oct 2019, 7:07 am
Commodity Futures Trading Commission, or CFTC, has jurisdiction when a virtual currency is used in a derivatives contract. [read post]
13 May 2017, 7:05 am
Commodity Futures Trading Commission (CFTC). [read post]
15 Mar 2017, 4:26 am
The SEC recognises that the Commodity Futures Trading Commission (CFTC) has declared Bitcoin as a commodity, and as such it has the role of regulating its implementation in the United States, and policing exchanges trading in BTC. [read post]
17 Mar 2008, 7:00 am
Growing interest in emissions trading is emerging not just in Europe, but also in the United States and globally. [read post]
25 Aug 2010, 6:50 am
The Commodity Futures Trading Commission’s Office of General Counsel issued a no-action letter Aug. 17 permitting the offer and sale in the United States of the Turkish Derivatives Exchange’s futures contract based on the Istanbul Stock Exchange 30 Stock Index… Read this entire article for free, simply activate your free 15 day trial access to Alternative Investment Law Report now. [read post]
15 Mar 2011, 6:21 pm
CONSEQUENTLY, THE COMMODITY FUTURES TRADING COMMISSION HAS NOT REVIEWED OR APPROVED THIS OFFERING OR ANY OFFERING MEMORANDUM FOR THIS POOL. [read post]
9 Jun 2009, 2:23 pm
Customers trading other commodities-such as gold and silver-are still stuck in an unregulated mine field. [read post]
21 May 2007, 8:03 am
Rettelle, et al. (06-605).The newly granted case in the Klein case tests whether firms that solicit or accept orders to trade on commodities exchanges -- that is, "futures commission merchants" -- have a right to sue for losses they incur when futures prices are manipulated illegally. [read post]
